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研究生: 劉康鈺
Liu, Kang-Yu
論文名稱: 地緣經濟時代下美國財政部角色之轉變(2017-2025):以俄羅斯制裁為中心的制度分析
指導教授: 冷則剛
口試委員: 何思因
蘇彥斌
學位類別: 碩士
Master
系所名稱: 社會科學學院 - 政治學系
Department of Political Science
論文出版年: 2026
畢業學年度: 114
語文別: 中文
論文頁數: 234
中文關鍵詞: 地緣經濟經濟國策武器化互賴美國財政部新聞稿金融制裁俄羅斯制裁
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  • 近年來,隨著大國競爭升溫與全球經濟相互依賴日益深化,經濟工具逐漸成為國家追求外交與安全目標的重要手段,地緣經濟(Geoeconomics)亦成為國際政治經濟研究的重要議題。然而,既有研究多半聚焦於國家如何運用制裁、出口管制或金融工具達成戰略目的,較少探討這些政策如何透過政府部門的制度運作被具體執行與持續制度化。基於此,本研究以美國財政部為分析對象,探討其於2017年至2025年間如何由傳統負責財政管理與金融監管的行政機關,逐步轉變為美國地緣經濟政策的重要執行者。

    本研究以經濟國策(Economic Statecraft)、地緣經濟(Geoeconomics)及武器化互賴(Weaponized Interdependence)等理論作為分析架構,採用質性研究方法,結合長期文本分析與個案研究進行實證分析。首先系統性整理2017年至2025年間美國財政部官方新聞稿,以觀察政策議題、工具運用與行政重心的長期變化;其次,以美國對俄羅斯制裁作為個案,分析財政部如何透過金融制裁、美元金融體系及制度性監管工具參與美國對外戰略,並檢視其在政策執行中的制度角色。

    研究結果顯示,美國財政部於研究期間呈現明顯的戰略角色轉變。新聞稿分析發現,制裁、國家安全、金融監管及國際合作等相關議題的比重持續提高,反映財政部的政策重心已逐漸由傳統財政行政管理轉向地緣經濟治理。俄羅斯制裁個案則進一步顯示,財政部已不僅是制裁政策的執行機關,而是憑藉海外資產控制辦公室(OFAC)、美元金融體系及跨境金融監管權限,在制裁措施的設計、執行、協調與制度擴張中扮演核心角色,使金融制裁逐步成為美國長期國家戰略的重要政策工具。同時,本研究亦發現,此一角色轉變橫跨川普第一任期、拜登政府及川普第二任期初期,並未因政黨輪替而出現根本改變,顯示其具有高度制度延續性。

    本研究認為,美國財政部角色的變遷反映當代地緣經濟競爭已逐漸由單純運用經濟工具,發展為透過官僚體系、法律制度與金融治理機制所支撐的制度化治理模式。相較於既有文獻多從國家層次分析經濟工具的戰略運用,本研究將分析焦點下移至政府部門層級,說明地緣經濟政策如何透過行政機關的權限配置、制度設計與日常治理而被持續執行與制度化,不僅補充地緣經濟與經濟國策研究於制度分析上的不足,也提供理解當代美國對外經濟政策與政府部門角色轉變的新分析視角。


    第一章 緒論 13
    第一節 研究背景與問題意識 13
    第二節 理論框架與核心概念定義 15
    一、經濟國策:經濟工具的戰略性運用 15
    二、地緣經濟工具:經濟工具的制度化與長期化 16
    三、制度化權力與武器化互賴:經濟工具的運作機制 17
    四、理論整合:從經濟國策到地緣經濟的連續過程 17
    第三節 文獻缺口與研究問題 18
    第四節 研究方法與資料來源 20
    一、研究方法:長期文本分析與個案研究 20
    二、研究時間範圍與分析單位 21
    三、資料來源 22
    四、研究限制 22
    第五節 研究貢獻與架構 23
    一、預期研究貢獻 23
    二、研究架構與章節安排 25
    第二章 文獻回顧 27
    第一節 經濟工具作為國家權力:地緣經濟與經濟國策 27
    一、經濟政策的非中性本質:市場、國家與安全的張力 27
    二、從經濟國策到地緣經濟:經濟工具的系統化與戰略化 28
    三、制度、權力與經濟工具:地緣經濟的運作基礎 30
    四、小結:地緣經濟作為分析出口管制的理論框架 32
    第二節 出口管制作為地緣經濟工具 34
    一、地緣經濟與出口管制:經濟工具的安全化 34
    二、出口管制的政策演變與制度化:從零星工具到持續性治理機制 35
    三、出口管制對美國創新與產業競爭力的影響:安全目標與創新成本之間的張力 35
    四、以硬體為中心的出口管制之結構性限制:技術路徑與政策想像之落差 40
    五、盟友配合的法律能力與制度摩擦:出口管制國際化的條件限制 42
    六、實證研究對出口管制效果的觀察:結構調整而非單一結果 44
    七、小結:出口管制作為制度化地緣經濟工具的文獻共識與研究缺口 45
    第三節 財政部作為經濟國策與地緣經濟執行者的制度與理論定位 47
    一、不同觀點:財政部視角的理論框架 47
    二、從國家到官僚:經濟國策理論的分析盲點 48
    (一)經濟國策相關文獻的國家中心傾向 48
    (二)官僚政治與行政機構自主性的補充視角 49
    (三)武器化相互賴與新經濟國策的制度意涵 50
    三、財政部內部單位與制度工具的演化:從金融監理到國安核心節點 50
    (一)OFAC:制裁權力的集中化與日常化 50
    (二)TFI與FinCEN:金融情報與國安邏輯的融合 51
    (三)CFIUS與FIRRMA:從投資審查到參與地緣經濟治理 52
    (四)制度累積與路徑依賴的形成 53
    四、總統領導、國安戰略與財政部的工具化角色 54
    (一)從國安戰略文本看經濟政策的安全化 54
    (二)總統領導風格與政策工具的選擇 55
    (三)官僚政治與政策可用性的偏誤 55
    (四)從協助者到政策核心:財政部地位的結構性上升 55
    五、小結:財政部作為美國地緣經濟國家戰略的制度樞紐 57
    第四節 章節整體回顧:既有文獻缺口與研究貢獻 57
    第三章 政府執政風格與財政部政策制度化趨勢分析(2017–2025) 60
    第一節 本章節研究設計之理論基礎與操作化邏輯 60
    一、理論預期與操作化 60
    二、從理論命題到經驗檢驗:結構性轉變的操作化 62
    三、分析單位選擇:為何選擇官方新聞稿? 63
    第二節 資料來源、分類方法與設計 65
    一、分析策略 65
    二、第一階段縱向比較設計:川普與拜登政府 66
    三、第二階段標題篩選:標題關鍵字分類 67
    第三節 兩階段變化分析與觀察 68
    一、第一階段:行政行動頻率與執政風格之絕對件數變化分析 69
    (一)年度總新聞稿絕對數量變化:2017至2025 69
    (二)不同政府別比較:數量波動 71
    (三)第一階段分析初步發現與意涵 72
    二、第二階段:出口管制與制裁相關新聞稿之趨勢分析 73
    (一)年度相關新聞稿絕對數量變化:2017至2025 73
    (二)比例變化:相關議題在整體行政行動中的地位 74
    (三)不同政府別比較:總量與比例的交叉判讀 76
    (四)第二階段分析初步發現與意涵 77
    第四節 財政部制度趨勢分析:深化與常態化 79
    一、制裁工具的制度常態化 79
    二、行政擴張與部長能見度 80
    三、協調整合 81
    四、制度深化與節點化:初步綜合判斷 82
    第五節 章節整體回顧:官方新聞稿作為制度工具的制度化 83
    第四章 案例分析:美國財政部對俄制裁政策的制度化運作 87
    第一節 分析框架與制度背景 87
    一、案例選擇與理論意義 88
    二、從經濟國策到地緣經濟:本章分析框架 90
    三、美國制裁體系的制度化與財政部角色轉變背景 92
    (一)OFAC與制裁執行的集中化 93
    (二)TFI與FinCEN的國安化 94
    (三)美元體系、金融網絡與制度節點權力 96
    第二節 美國對俄制裁政策的制度化發展(2014–2025) 97
    一、2014年克里米亞危機與對俄制裁制度的建立 97
    二、川普時期:制裁制度的延續與行政化 99
    三、拜登時期:制裁體系的全面戰略化 101
    四、三個時期的戰略化意涵 104
    第三節 俄烏戰爭中的財政部制裁手段:金融制裁、能源治理與經濟安全 105
    一、對俄羅斯中央銀行制裁與金融戰的制度突破 106
    二、SWIFT限制與跨國金融網絡治理 108
    三、石油價格上限與能源市場治理 111
    四、制裁規避、第三國網絡與財政部的全球監管能力 115
    第四節 制裁效果、限制與財政部地緣經濟能力的長期形成 119
    一、俄羅斯經濟衝擊與制裁效果爭議 119
    二、從制裁工具到制度能力:財政部角色的深化 121
    三、財政部、經濟安全與美國地緣經濟國家的形成 122
    第五節 整體章節回顧:俄羅斯制裁案例中的財政部制度轉型 123
    第五章 討論與分析:美國財政部在地緣經濟中的制度化角色 128
    第一節 研究發現的整體回顧:財政部角色的制度化趨勢 128
    第二節 從經濟國策到地緣經濟:財政部角色轉變的理論解釋 130
    第三節 財政部角色轉變的制度性基礎 134
    第四節 理論意涵與研究回應 137
    第六章 結論 140
    第一節 研究問題與核心發現回顧 140
    第二節 研究貢獻 142
    一、理論貢獻 142
    二、經驗與方法貢獻 144
    第三節 政策意涵 146
    第四節 研究限制與未來研究方向 148
    第五節 全文總結 150
    參考文獻 153
    附錄一、關鍵字清單與分布概況 171
    附錄二、2017至2025年新聞稿原始資料 174

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