| 研究生: |
林鈺峰 Lin, Yu-Feng |
|---|---|
| 論文名稱: |
伺服器創新生態系統探討-專利引證網絡分析 Exploring the Server Innovation Ecosystem: A Patent Citation Network Analysis |
| 指導教授: |
吳豐祥
Wu, Feng-Shang |
| 口試委員: |
賴奎魁
Lai, Kuei-Kuei 謝志宏 Hsieh, Chih-Hung |
| 學位類別: |
碩士
Master |
| 系所名稱: |
商學院 - 科技管理與智慧財產研究所 Graduate Institute of Technology, Innovation and Intellectual Property Management |
| 論文出版年: | 2026 |
| 畢業學年度: | 114 |
| 語文別: | 中文 |
| 論文頁數: | 96 |
| 中文關鍵詞: | 伺服器產業 、創新生態系統 、專利引證網絡 、社會網絡分析 、中介角色 、主路徑分析 |
| 外文關鍵詞: | server industry, innovation ecosystem, patent citation network, social network analysis, brokerage roles, main path analysis |
| 相關次數: | 點閱:2 下載:0 |
| 分享至: |
| 查詢本校圖書館目錄 查詢臺灣博碩士論文知識加值系統 勘誤回報 |
隨著雲端服務、資料中心與高密度運算基礎設施的發展,伺服器技術創新已難以再以單一企業或單一硬體類別充分解釋,而是涉及硬體設備、軟體、網路通訊、儲存、雲端服務與系統整合等多類行動者之間的知識互動。基於創新生態系統理論,本研究將伺服器產業中的專利引證關係視為可觀察的知識網絡,探討此一知識網絡是否呈現多行動者相互依賴與結構分工,是否存在跨群體的核心與橋接位置,以及知識主幹是否隨時間形成與演化等特徵。
本研究以 2001 至 2025 年美國專利資料為基礎,先以特定 IPC 類別與伺服器相關關鍵字界定產業專利母體,據以建立 top 300 申請實體分析清單、組織家族層級行動者對應、產業群組與 NAICS 分類,並以 focal-window 設計觀察 2006 至 2020 年間專利引證網絡的承前啟後結構。方法上,本文整合結構位置與中心性分析、Gould and Fernandez 中介角色模型、SPLC 主路徑分析,以及 actor-level cross-entity backbone analysis,分別檢視伺服器創新生態系統知識網絡中的核心行動者、跨群體橋接者、patent-level knowledge backbone 與跨實體知識通道。
研究結果顯示,伺服器專利引證網絡並非由單一企業或單一產業群組線性主導。首先,Hardware Equipment 長期構成重要知識基礎,但 Software、ISP、Computer Systems Design and Related Services 與其他群組亦在不同時期占據可觀察的結構位置、扮演中介角色。其次,中心性位置、brokerage role 與 knowledge backbone 並不完全重疊,顯示伺服器創新生態系統中的「核心」、「橋接」與「主幹」應視為不同但相互關聯的網絡面向。再次,patent-level backbone 呈現伺服器技術路徑在可觀察期間的形成,以及與階段性收斂一致的趨勢;而排除同一實體內部引用後的 actor-level cross-entity backbone 則進一步顯示,部分軟體、雲端服務與基礎設施相關行動者在跨實體知識通道中具有重要位置,惟此一結果高度集中於少數虛擬化相關行動者,並對實體與組織家族的界定較為敏感。
本研究回應既有創新生態系統研究偏重概念與個案、而專利引證網絡研究較少同時整合結構位置、中介角色與知識主幹分析之缺口。理論上,本文將創新生態系統中的 actors、artifacts 與 relations 分別操作化為專利申請實體、作為技術知識人工物的專利及其 IPC 技術分類,以及專利引證關係,說明創新生態系統可如何在知識關係層被觀察。方法上,本文以 Structure、Brokerage 與 Knowledge Backbone 三軸架構整合中心性、中介角色與 SPLC 主路徑分析,避免將核心位置、橋接功能與主幹路徑混為同一種影響力。經驗與實務上,本文提供伺服器產業的量化知識網絡案例,有助於辨識不同組織家族與產業群組在專利知識互動中的結構位置與跨實體通道。然而,本文所觀察的是美國專利引證資料所呈現的知識關係層,並未直接測量完整商業合作、供應鏈治理、平台策略或市場績效。
With the growth of cloud services, data centers, and high-density computing infrastructure, innovation in server technologies can no longer be sufficiently explained by a single firm or a single hardware category. It involves knowledge interactions among multiple types of actors, including hardware equipment providers, software firms, network communication firms, storage providers, cloud service providers, and system integrators. Drawing on the innovation ecosystem perspective, this thesis treats patent citations in the server industry as an observable knowledge network and examines whether this knowledge network exhibits multi-actor interdependence and structural division of roles, whether core and cross-group brokerage positions emerge, and whether a knowledge backbone forms and evolves over time.
This study uses U.S. patent data from 2001 to 2025, delimiting the server-industry patent corpus through selected IPC classes and server-related keywords. On this basis it constructs a top 300 patent-applicant analysis list, organization-family-level actor mappings, industry group classifications, and NAICS classifications. A focal-window design is used to observe the forward- and backward-looking structure of patent citation networks from 2006 to 2020. Methodologically, the thesis integrates structural position and centrality analysis, the Gould and Fernandez brokerage role model, SPLC-based main path analysis, and actor-level cross-entity backbone analysis. These methods are used to examine core actors, cross-group brokers, patent-level knowledge backbones, and cross-entity knowledge channels within the knowledge network of the server innovation ecosystem.
The findings show that the server patent citation network is not linearly dominated by a single firm or a single industry group. Hardware Equipment remains an important knowledge base, but Software, ISP, Computer Systems Design and Related Services, and other groups also occupy observable structural and brokerage positions at different stages. The results further show that centrality, brokerage roles, and knowledge backbone positions do not fully overlap. Thus, "core," "brokerage," and "backbone" should be understood as distinct but related network dimensions. Patent-level backbone analysis indicates the formation of major technological paths and a consolidation trend consistent with stage-wise convergence within the observable period, while actor-level cross-entity backbone analysis, after excluding same-entity citations, further identifies software, cloud service, and infrastructure-related actors that occupy important positions in cross-entity knowledge channels. This cross-entity result is, however, concentrated in a small number of virtualization-related actors and is sensitive to how entities are aggregated into organization families.
This thesis addresses a gap between innovation ecosystem studies that often remain conceptual or case-based and patent citation network studies that rarely integrate structural position, brokerage roles, and knowledge backbone analysis in a single design. Theoretically, it operationalizes the actors, artifacts, and relations of an innovation ecosystem as patent applicants, patents (as technical knowledge artifacts) together with their IPC classifications, and patent citation relations, showing how an innovation ecosystem can be observed at the knowledge-relation layer. Methodologically, it integrates centrality analysis, brokerage role analysis, and SPLC-based main path analysis through a three-axis framework of Structure, Brokerage, and Knowledge Backbone, thereby distinguishing core position, bridging function, and backbone participation. Empirically and practically, it provides a quantitative knowledge-network case of the server industry and identifies the structural positions and cross-entity channels of different organization families and industry groups. However, the empirical scope of the thesis is limited to the knowledge-relation layer observable through U.S. patent citation data. It does not directly measure business collaboration, supply-chain governance, platform strategy, or market performance.
第一章 緒論 1
第一節 研究背景 1
第二節 研究動機與研究缺口 3
第三節 研究問題 4
第四節 研究目的 4
第五節 研究範圍 5
第六節 論文結構 6
第二章 文獻探討 7
第一節 創新生態系統理論 7
第二節 專利引證網絡與知識流動 9
第三節 生態系統映射與網絡分析 11
第四節 結構位置與中介角色 13
第五節 主路徑分析與知識主幹 16
第六節 文獻小結、研究缺口與本研究分析架構 17
第三章 研究方法與設計 21
第一節 研究設計與分析架構 21
第二節 資料來源與研究範圍 22
第三節 資料清理與分析單位 26
第四節 專利引證網絡建構與方向語意 26
第五節 Focal-window 設計 27
第六節 結構位置與中心性分析 28
第七節 中介角色分析 29
第八節 主路徑分析與 actor-level cross-entity backbone 30
第九節 研究限制 35
第四章 分析結果與討論 38
第一節 資料、行動者群組與技術模組概覽 38
第二節 生態系結構與核心行動者 40
第三節 跨群體橋接與中介角色 49
第四節 Patent-level backbone 與 actor-level cross-entity backbone 56
第五節 綜合討論 63
第五章 結論與建議 66
第一節 研究結論 66
第二節 學術貢獻 70
第三節 實務貢獻與意涵 72
第四節 未來研究建議 73
參考文獻 76
英文文獻 76
中文文獻 80
附錄 81
附錄A 結構與中心性補充圖 81
附錄B Brokerage Profile 補充圖 83
附錄C Community Detection 補充圖 84
附錄D 三軸角色交集診斷表 85
附錄E 中英名詞對照表 86
附錄F Nicira/VMware 同集團合併之跨實體 backbone 敏感性 88
附錄G 指標操作型定義與資料來源對照表 89
附錄H global MPA 方法穩健性對照 90
附錄I 4-core threshold 穩健性 91
附錄J 節點層級中心性穩健性與核心角色分化 92
附錄K 組織家族之產業群組與 NAICS 對照 93
英文文獻
Aalbers, H. L., & Dolfsma, W. (2015). Bridging firm-internal boundaries for innovation: Directed communication orientation and brokering roles. Journal of Engineering and Technology Management, 36, 97–115. https://doi.org/10.1016/j.jengtecman.2015.05.005
Adner, R. (2006). Match your innovation strategy to your innovation ecosystem. Harvard Business Review, 84(4), 98–107.
Adner, R. (2017). Ecosystem as structure: An actionable construct for strategy. Journal of Management, 43(1), 39–58. https://doi.org/10.1177/0149206316678451
Adner, R., & Kapoor, R. (2010). Value creation in innovation ecosystems: How the structure of technological interdependence affects firm performance in new technology generations. Strategic Management Journal, 31(3), 306–333.
Adomavicius, G., Bockstedt, J., Gupta, A., & Kauffman, R. J. (2008). Understanding evolution in technology ecosystems. Communications of the ACM, 51(10), 117–122. https://doi.org/10.1145/1400181.1400207
Arundel, A., & Kabla, I. (1998). What percentage of innovations are patented? Empirical estimates for european firms. Research Policy, 27(2), 127–141. https://doi.org/10.1016/S0048-7333(98)00033-X
Barroso, L. A., Hölzle, U., & Ranganathan, P. (2019). The datacenter as a computer: Designing warehouse-scale machines (3rd ed.). Springer. https://doi.org/10.1007/978-3-031-01761-2
Basole, R. C., Park, H., & Barnett, B. C. (2015). Coopetition and convergence in the ICT ecosystem. Telecommunications Policy, 39(7), 537–552. https://doi.org/10.1016/j.telpol.2014.04.003
Basole, R. C., Russell, M. G., Huhtamaki, J., & Rubens, N. (2012). Understanding mobile ecosystem dynamics: A data-driven approach. Mobile Business in Everyday Life: Users’ Routines Versus Provider’s Turbulence. Proceedings of the 11th International Conference on Mobile Business, ICMB 2012, June 21-22, 2012, Delft, Netherlands, 17–28. http://aisel.aisnet.org/icmb2012/15
Batagelj, V. (2003). Efficient algorithms for citation network analysis. arXiv preprint cs/0309023. https://arxiv.org/abs/cs/0309023
Battistella, C., Colucci, K., De Toni, A. F., & Nonino, F. (2013). Methodology of business ecosystems network analysis: A case study in telecom italia future centre. Technological Forecasting and Social Change, 80(6), 1194–1210. https://doi.org/10.1016/j.techfore.2012.11.002
Blondel, V. D., Guillaume, J.-L., Lambiotte, R., & Lefebvre, E. (2008). Fast unfolding of communities in large networks. Journal of Statistical Mechanics: Theory and Experiment, 2008(10), P10008. https://doi.org/10.1088/1742-5468/2008/10/P10008
Clauset, A., Newman, M. E. J., & Moore, C. (2004). Finding community structure in very large networks. Physical Review E, 70(6), 066111. https://doi.org/10.1103/PhysRevE.70.066111
Cobben, D., Ooms, W., Roijakkers, N., & Radziwon, A. (2022). Ecosystem types: A systematic review on boundaries and goals. Journal of Business Research, 142, 138–164. https://doi.org/10.1016/j.jbusres.2021.12.046
Cohen, W. M., Nelson, R. R., & Walsh, J. P. (2000). Protecting their intellectual assets: Appropriability conditions and why u.s. Manufacturing firms patent (or not) (NBER Working Paper No. 7552). National Bureau of Economic Research. https://doi.org/10.3386/w7552
Dedehayir, O., Makinen, S. J., & Ortt, J. R. (2018). Roles during innovation ecosystem genesis: A literature review. Technological Forecasting and Social Change, 136, 18–29. https://doi.org/10.1016/j.techfore.2016.11.028
Dedehayir, O., Makinen, S. J., & Ortt, J. R. (2022). Innovation ecosystems as structures: Actor roles, timing of their entrance, and interactions. Technological Forecasting and Social Change, 183, 121875. https://doi.org/10.1016/j.techfore.2022.121875
Freeman, L. C. (1979). Centrality in social networks: Conceptual clarification. Social Networks, 1(3), 215–239. https://doi.org/10.1016/0378-8733(78)90021-7
Gould, R. V., & Fernandez, R. M. (1989). Structures of mediation: A formal approach to brokerage in transaction networks. Sociological Methodology, 19, 89–126.
Granstrand, O., & Holgersson, M. (2020). Innovation ecosystems: A conceptual review and a new definition. Technovation, 90–91, 102098. https://doi.org/10.1016/j.technovation.2019.102098
Griliches, Z. (1990). Patent statistics as economic indicators: A survey. Journal of Economic Literature, 28(4), 1661–1707. https://www.nber.org/papers/w3301
Hall, B. H., Jaffe, A. B., & Trajtenberg, M. (2005). Market value and patent citations. RAND Journal of Economics, 36(1), 16–38. https://www.nber.org/papers/w7741
Hazelwood, K. M., Bird, S., Brooks, D. M., Chintala, S., Diril, U., Dzhulgakov, D., Fawzy, M., Jia, B., Jia, Y., Kalro, A., Law, J., Lee, K., Lu, J., Noordhuis, P., Smelyanskiy, M., Xiong, L., & Wang, X. (2018). Applied machine learning at facebook: A datacenter infrastructure perspective. 2018 IEEE International Symposium on High Performance Computer Architecture (HPCA), 620–629. https://doi.org/10.1109/HPCA.2018.00059
Holgersson, M., Baldwin, C. Y., Chesbrough, H., & Bogers, M. L. A. M. (2022). The forces of ecosystem evolution. California Management Review, 64(3), 5–23. https://doi.org/10.1177/00081256221086038
Hou, H., & Shi, Y. (2021). Ecosystem-as-structure and ecosystem-as-coevolution: A constructive examination. Technovation, 100, 102193. https://doi.org/10.1016/j.technovation.2020.102193
Hsieh, C.-H., Lin, C.-H., Lu, L. Y. Y., Contreras Cruz, A., & Daim, T. (2024). Forecasting patenting areas with academic paper and patent data: A wind power energy case. World Patent Information, 78, 102297. https://doi.org/10.1016/j.wpi.2024.102297
Huang, H.-C., & Su, H.-N. (2019). The innovative fulcrums of technological interdisciplinarity: An analysis of technology fields in patents. Technovation, 84–85, 59–70. https://doi.org/10.1016/j.technovation.2018.12.003
Huang, M.-H., Chiang, L.-Y., & Chen, D.-Z. (2003). Constructing a patent citation map using bibliographic coupling: A study of taiwan’s high-tech companies. Scientometrics, 58(3), 489–506. https://doi.org/10.1023/B:SCIE.0000006876.29052.bf
Hummon, N. P., & Doreian, P. (1989). Connectivity in a citation network: The development of DNA theory. Social Networks, 11(1), 39–63. https://doi.org/10.1016/0378-8733(89)90017-8
Iansiti, M., & Levien, R. (2004). Strategy as ecology. Harvard Business Review, 82(3), 68–78.
International Energy Agency. (2025). Energy and AI. International Energy Agency. https://www.iea.org/reports/energy-and-ai
Jaffe, A. B., & Rassenfosse, G. de. (2017). Patent citation data in social science research: Overview and best practices. Journal of the Association for Information Science and Technology, 68(6), 1360–1374. https://doi.org/10.1002/asi.23731
Jaffe, A. B., & Trajtenberg, M. (1999). International knowledge flows: Evidence from patent citations. Economics of Innovation and New Technology, 8(1–2), 105–136. https://doi.org/10.1080/10438599900000006
Jaffe, A. B., & Trajtenberg, M. (2002). Patents, citations, and innovations. MIT Press.
Jaffe, A. B., Trajtenberg, M., & Fogarty, M. S. (2000). The meaning of patent citations: Report on the NBER/case-western reserve survey of patentees (NBER Working Paper No. 7631). National Bureau of Economic Research. https://doi.org/10.3386/w7631
Kim, E. (2013). Exploring technological convergence based on value proposition types of IT firms. 2013 Proceedings of PICMET ’13: Technology Management for Emerging Technologies, 1452–1459.
Kumar, V., Lai, K.-K., Chang, Y.-H., Bhatt, P. C., & Su, F.-P. (2021). A structural analysis approach to identify technology innovation and evolution path: A case of m-payment technology ecosystem. Journal of Knowledge Management, 25(2), 477–499. https://doi.org/10.1108/JKM-01-2020-0080
Lee, S., & Kim, W. (2017). The knowledge network dynamics in a mobile ecosystem: A patent citation analysis. Scientometrics, 111(2), 717–742. https://doi.org/10.1007/s11192-017-2270-9
Liu, J. S., & Lu, L. Y. Y. (2012). An integrated approach for main path analysis: Development of the hirsch index as an example. Journal of the American Society for Information Science and Technology, 63(3), 528–542. https://doi.org/10.1002/asi.21692
Manning, C. D., Raghavan, P., & Schütze, H. (2008). Introduction to information retrieval. Cambridge University Press.
Masanet, E. R., Shehabi, A., Lei, N., Smith, S. J., & Koomey, J. G. (2020). Recalibrating global data center energy-use estimates. Science, 367(6481), 984–986. https://doi.org/10.1126/science.aba3758
Moore, J. F. (1993). Predators and prey: A new ecology of competition. Harvard Business Review, 71(3), 75–86.
Narin, F., & Olivastro, D. (1993). Patent citation cycles. Library Trends, 41(4), 700–709.
Newman, M. E. J., & Girvan, M. (2004). Finding and evaluating community structure in networks. Physical Review E, 69(2), 026113. https://doi.org/10.1103/PhysRevE.69.026113
OECD. (2009). OECD patent statistics manual. OECD Publishing. https://doi.org/10.1787/9789264056442-en
OECD, & Eurostat. (2018). Oslo manual 2018: Guidelines for collecting, reporting and using data on innovation (4th ed.). OECD Publishing. https://doi.org/10.1787/9789264304604-en
Qu, G., Chen, J., Zhang, R., Wang, L., & Yang, Y. (2023). Technological search strategy and breakthrough innovation: An integrated approach based on main-path analysis. Technological Forecasting and Social Change, 196, 122879. https://doi.org/10.1016/j.techfore.2023.122879
Roach, M., & Cohen, W. M. (2013). Lens or prism? Patent citations as a measure of knowledge flows from public research. Management Science, 59(2), 504–525. https://doi.org/10.1287/mnsc.1120.1644
Shehabi, A., Smith, S. J., Hubbard, A., Newkirk, A., Lei, N., Siddik, M. A., Holecek, B., Koomey, J. G., Masanet, E. R., & Sartor, D. A. (2024). 2024 united states data center energy usage report. Lawrence Berkeley National Laboratory. https://doi.org/10.71468/P1WC7Q
Shipilov, A., & Gawer, A. (2020). Integrating research on interorganizational networks and ecosystems. Academy of Management Annals, 14(1), 92–121. https://doi.org/10.5465/annals.2018.0121
Squicciarini, M., Dernis, H., & Criscuolo, C. (2013). Measuring patent quality: Indicators of technological and economic value (OECD Science, Technology and Industry Working Papers 2013/03). OECD. https://doi.org/10.1787/5k4522wkw1r8-en
Sternitzke, C., Bartkowski, A., & Schramm, R. (2008). Visualizing patent statistics by means of social network analysis tools. World Patent Information, 30(2), 115–131. https://doi.org/10.1016/j.wpi.2007.08.003
Still, K., Huhtamaki, J., Russell, M. G., & Rubens, N. (2014). Insights for orchestrating innovation ecosystems: The case of EIT ICT labs and data-driven network visualisations. International Journal of Technology Management, 66(2–3), 243–265. https://doi.org/10.1504/IJTM.2014.064606
Tseng, F.-M., Hsieh, C.-H., Peng, Y.-N., & Chu, Y.-W. (2011). Using patent data to analyze trends and the technological strategies of the amorphous silicon thin-film solar cell industry. Technological Forecasting and Social Change, 78(2), 332–345. https://doi.org/10.1016/j.techfore.2010.10.010
United States Patent and Trademark Office. (2022). MPEP 2103: Patent examination process. https://www.uspto.gov/web/offices/pac/mpep/s2103.html
United States Patent and Trademark Office. (2026). Patent essentials. https://www.uspto.gov/patents/basics/essentials
VMware, Inc. (2012). VMware to acquire Nicira. https://www.sec.gov/Archives/edgar/data/1124610/000119312512310549/d383192dex991.htm
Wasserman, S., & Faust, K. (1994). Social network analysis: Methods and applications. Cambridge University Press. https://doi.org/10.1017/CBO9780511815478
World Intellectual Property Organization. (2026). About the international patent classification. https://www.wipo.int/en/web/classification-ipc/preface
Xu, G., Hu, W., Qiao, Y., & Zhou, Y. (2020). Mapping an innovation ecosystem using network clustering and community identification: A multi-layered framework. Scientometrics, 124, 2057–2081. https://doi.org/10.1007/s11192-020-03543-0
Xu, G., Wu, Y., Minshall, T., & Zhou, Y. (2018). Exploring innovation ecosystems across science, technology, and business: A case of 3D printing in china. Technological Forecasting and Social Change, 136, 208–221. https://doi.org/10.1016/j.techfore.2017.06.030
中文文獻
劉瑞榮. (2017). 探討專利訴訟網路之角色、專利引用網路之結構與屬性:基於專利訴訟數據 [博士論文]. 朝陽科技大學企業管理系台灣產業策略發展博士班.
吳豐祥. (2023). 淺談農業生態系統的跨域借鏡與意涵. 台灣經濟研究月刊, 46(11), 102–110. https://doi.org/10.29656/TERM.202311_46(11).0012
林建餘. (2018). 結構性方法辨識侵權訴訟與知識流動網路的位置與角色:以智慧型手機公司為例 [博士論文]. 國立雲林科技大學企業管理系.
江韋築. (2023). 網絡社區結構的跨界和異質性學習與創新效果:全球半導體公司間的專利引用網絡分析 [碩士論文]. 國立政治大學社會學系.
許家瑋. (2017). 以國際技術擴散觀點探討知識擴散之動態變化:以東協及南亞國家為例 [碩士論文]. 國立暨南國際大學國際企業學系.
謝逸文. (2021). 使用主路徑分析探討停車場導航系統之技術演化-專利引用網路觀點 [博士論文]. 朝陽科技大學企業管理系台灣產業策略發展博士班.
郭芷綾. (2018). 網絡安全技術發展脈絡與產業網絡分析 [The Technology Evolution of Cybersecurity and Industry Network Analysis] [碩士論文]. 國立臺灣科技大學科技管理研究所.
高永信. (2024). 電梯設備之發展脈絡研究:以專利主路徑分析為中心 [the study of elevator development trajectories based on patent main path analysis] [碩士論文]. 國立臺灣科技大學專利研究所.