自一九六○年代末期，蘇聯海軍積極進入十九世紀時向稱英國「內湖」的印度洋後，印度洋瞬息間成為國際視聽的焦點。國際間有關蘇聯在印度洋海權擴張的著作、論文亦一時蠭起，作者於拜讀之餘，頗有感觸。蘇聯在印度洋海權擴張之理論依據與實際作為，實宜以較有系統之方式介紹與國人之念，不禁油然而生。自是而後，乃各方蒐集有關資料，博覽有關著述，歷經多時，本文始告完成。全文計分七章，玆就各章要旨略為提述如后：
第一章為緒論。闡釋海權的意義與核子時代下海權的重要性，以及陳述蘇聯主張強化海權的主要理論依據與重視程度。復次解釋本文選擇蘇聯在印度洋的海權擴張作為研究對象的考慮因素，並於研究範圍界定後，試行提出六個假設，以為本文研究的張本。
第二章係對在核子時代下，蘇聯如何利用海權以為實現國家目標，作理論性的探討。並以，(1)海權之利用與戰略嚇阻，(2)海權之利用與有限戰爭，(3)海權之利用與國家威望，(4)海權之利用與商業擴張，四個子題作為討論重點。希望藉此能對蘇聯海權擴張政策有一基本的理解，以為以下各章探討的依據。
第三章討論蘇聯對印度洋戰略環境之理解程度。試就政治、經濟、軍事、以及文化等四個層次，對印度洋的一般情勢作槪略性的論述，進而研討蘇聯在印度洋積極從事海權擴張的動機所在。
第四章討論蘇聯對印度洋海權擴張之特微。試分別就蘇聯在印度洋區域的友好國家之爭取、戰略基地之建立、長期艦隊之駐泊、海洋貿易之開拓、遠程漁業之投資等策略，加以論述，藉以瞭解蘇聯在印度洋海權擴張的實際作為，並從中剖析其意圖。
第五章討論印度洋在蘇聯海軍戰略中之地位。本章論述要點為，試圖從蘇聯官方對外發表的言論中，略為探知蘇聯高層決策對印度洋戰略地位的觀點。次論及，蘇聯在印度洋為嚇阻中共擴張而採取的「圍堵」戰略思想，以及為打擊西方實力而採取的「海上阻絕」戰略思想。最後並就「蘇印友好合作條約之簽訂及影響」之分析，以說明印度在蘇聯印度洋戰略思想中的重要性。
第六章討論「印度洋和平區」運動的成功機率。本章係就第三世界與聯合國中對「印度洋和平區」運動的發起與推動作一般性的論述，並推測該運動所將遭遇的種種困難。最後本章並就美、蘇在印度洋非軍事化談判作一簡要評述，以為印度洋未來可能情勢發展的推斷。
第七章結論。本章旨在就前述各章的假設、推斷與討論作一全般性的簡要敍述與分析，並且對於蘇聯在印度洋海權的擴張加以評估，以為西方國家之警惕。
本論文之能夠順利完成，實有賴於許多師長與同學所給予的協助與鼓勵。首先我要特別感謝譚師溯澄的悉心指導與不憚其煩的多所匡正，使許多困難得以一一克服。外交研究所的研習期間，國際關係研究中心張副主任京育師，於國際關係學科上對作者的啟示與指引，使得本論文在撰寫過程中，受惠至深且鉅。此外國立政治大學楊師逢泰與金師神保，亦多所指教。浩浩師恩，沒齒難忘。
匪俄問題研究中心施主任岳給予的勗勉與照顧，洪孟啟兄、張一柱兄、蔡勝輝兄、甘小梅小姐、呂若玟小姐的協助，以及廖立宇兄、陳文華兄、鄧中堅兄與其他許多親朋好友的關心，實令筆者銘感難忘，謹此一併致謝。此外，在此要特別感謝周淑惠小姐在論文撰寫期間一再地給我種種的協助與精神上的鼓勵。
國立政治大學圖書館與社會資料中心、國際關係研究中心、國防部史政編譯局、美國新聞處圖書館、以及匪俄中心，均曾惠予本論文資料之蒐集莫大的助益，特誌於此，用伸謝忱。
作者得以順利完成外交研究所的學業，實應歸功於雙親的劬勞鞠育與家兄的鼓勵。今謹以研究成果獻之父母，庶幾能報親恩於萬一。
本論文事屬草創，其目的乃在拋磚引玉，其有疏忽與錯誤之處，至盼碩學先進諒之，亦祈不吝指正。

一、中文參考書書目：
(甲)書籍：
1.王洸，海運與國防，（台北：海運出版社，民國四六年六月增訂三版）
2.王任超，六國外交政策，（台北：自刊本，民國六五年六月初版）
3.王漢中、郭湘章、李約合譯，近代各國戰略論（上、下）（台北：中華文化出版委員會，民國四一年十二月初版）
4.阮文新譯，超級強國海上對峙，（台北：國防部史政編譯局，民國六六年三月）
5.李長浩譯，非核子軍備競賽，（台北：國防部史政編譯局，民國六六年五月）
6.李其泰，國際政治，（台北：正中書局，民國六○年九月台四版）
7.李則芬譯，印度洋戰略問題之研究，（台北：國防部史政編譯局，民國六二年一月）
8.汪大鑄編，世界軍略地理，（台北：自刊本，民國四六年八月一版）
9.奚明遠譯，明日戰略，（台北：黎明書局，民國六五年十月三版）
10.陳朝原譯，七十年代的蘇俄戰略，（台北：黎明書局，民國六五年六月再版）
11.陳明耿，地緣政治學（一、二），（台北：中華文化出版委員會，民國四五年五月初版）
12.梁純錚編譯，蘇俄海權在一九七○年代的挑戰，（台北：國防部史政編譯局，民國六五年八月）
13.黃志潔譯，蘇俄海軍攻勢，（台北：黎明書局，民國六六年十月初版）
14.鈕先鍾譯，大戰略，（台北：黎明書局，民國六四年六月）
15.鈕先鍾譯，核子時代的國家安全，（台北：軍事譯粹社，民國五○年四月初版）
16.鈕先鍾譯，世界各國國力評估，（台北：黎明書局，民國六六年六月再版）
17.鈕先鍾譯，有限戰爭，（台北：國防部計劃局編譯室，民國四七年）
18.鈕先鍾譯，現代軍事思想，（台北：台北：軍事譯粹社，民國四八年三月初版）
19.鈕先鍾譯，蘇俄軍事思想，（台北：軍事譯粹社，民國四四年十二月二版）
20.張東田等譯，美國海軍，（台北：國防部編譯局，民國六一年一月）
21.張維亞，經濟戰之研究，（台北：中委會設計考核委員會，民國五六年七月）
22.楊鎮甲譯，海軍戰略論（一、二），（台北：中華文化出版委員會，民國四五年二月四版）
23.蔡善瑩譯，亞洲中立主義與美國政策，（台北：成文出版社，民國六六年五月初版）
24.錢懷源、黃志潔譯，蘇俄海軍的崛起，（台北：黎明書局，民國六四年九月）
25.錢懷源譯，海權與核子謬論，（台北：黎明書局，民國六六年十月初版）
26.謝永湉譯，一九七五年蘇俄問題專輯，（台北：黎明書局，民國六六年六月再版）
27.謝秉忱譯，美俄中東之爭，（台北：國防部編譯局，民國六○年六月）

(乙)期刊：
1尹國祥譯，「蘇俄的戰略」，軍事雜誌，第四十卷第十期（民國六一年七月十五日）。
2.中央廣播電台，「聯大第一委員會就宣佈印度洋為和平區問題通過一項決議草案」，共匪廣播實錄，第七二四一期（民國六五年十二月三日）。
3.「印度洋非軍事化的幻想」，星島日報，民國六六年三月十六日。
4.「印度洋情勢影響美俄談判」，中國時報，民國六七年二月十四日。
5.沈鈞傳，「印度洋和平區之由來及其展望」，問題與研究，第十六卷第二期（民國六五年十一月十日）
6.「美俄今後在印度洋的對立形勢」，國際現勢週刊，第八三二、八三三期（民國六一年二月十四日）
7.夏亦穆，「印度洋的戰略形勢」，軍事雜誌，第四十卷第八期（民國六三年五月十五日）8.匪俄中心譯，「蘇俄石油蘊藏問題」，匪俄問題譯叢，第三九一期（民國六六年九月一日）
9.匪俄中心譯，「印度洋已變成世界的心臟地帶」，世界新聞評論譯粹，第一八九期（民國六三年五月六日）。
10.匪俄中心譯，「蘇俄在波斯灣區擴張其海空軍活動」，世界新聞評論譯粹，第二一八期（民國六四年四月十六日）。
11.匪俄中心譯，「蘇聯與索馬利亞簽訂漁業協定」，莫斯科外語廣播選譯，第二四一期（民國六一年八月十一日）。
12.匪俄中心譯，「轉變中的蘇聯亞洲戰略—亞洲集體安全制度的經緯」，匪俄問題譯叢，第二五六期（民國六二年六月六日）。
13.匪俄中心譯，「以軍事為中心的蘇聯世界戰略」，匪俄問題譯叢，第三三一期（民國六四年三月一日）。
14.匪俄中心譯，「中共與蘇聯的海上關係」，世界新聞評論譯粹，第一八一期（民國六三年三月十一日）。
15.匪俄中心譯，「中共恐懼蘇聯的海上活動」，世界新聞評論譯粹，第一五五期（民國六二年九月十日）。
16.匪俄中心譯，「印度洋據點的第亞哥加西亞島」，世界新聞評論譯粹，第一九八期（民國六三年七月八日）。
17.匪俄中心譯，「蘇聯反對美國在印度洋建立基地」，世界新聞評論譯粹，第一八七期（民國六三年四月二十二日）。
18.匪俄中心譯，「評美國在第亞哥加西亞島的計劃」，莫斯科外語廣播選譯，第四二九期（民國六三年二月二十七日）。
19.匪俄中心譯，「第亞哥加西亞的風雲」，世界新聞評論譯粹，第二○○期（民國六三年七月二十二日）。
20.匪俄中心譯，「東南亞國協國家希望建立和平地帶），世界新聞評論譯粹，第二二二期（民國六四年六月十六日）。
21.國家安全局譯，「美蘇兩強逐鹿印度洋」，時事譯粹月刊，第一一七期（民國六四年八月十六日）。
22.國防部情報局，「在印度洋謀求和平的關鍵」，莫斯科華語廣播，第五三七四期（民國六六年四月十九日）。
23.趙銅金譯，「蘇俄對美國海外基地之觀感」，國防叢刊，第一三九期（民國五三年五月三十一日）。
24.關中，「核子戰略的基本理論—嚇阻與核子武器管制」，幼獅月刊，第四十三卷第六期（民國六五年六月）。
25.魏守嶽，「蘇印和平友好合作條約的採討」，東亞季刊，第五卷二期（民國六二年十月一日）。
26.譚溯澄，「蘇俄海上戰略武器之分析」，問題與研究，第十五卷十二期（民國六五年九月）。

二、外文參考書書目：
(甲)書籍：
1. Associates in Political Science United States Air Force Academy, American Defense Policy (Maryland: The Johns Hopkins Press, 1965).
2. Begley, Worth H., Sea Power and Western Security: The Next Decade (London: IISS, 1977). 3. Barghoorn, Frederick C., The Soviet Cultural Offensive: The Role of Cultural Diplomacy in Soviet Foreign Policy (New Jersey: Princeton University Press, 1960).
4. Bhargava, G. S., India's Security in the 1980s (London: The International Institute for Strategic Studies (IISS), 1976).
5. Brennan, Donald G., Arms Control, Disarmament, and National Security (New York: George Braziller, 1961).
6. Brodie, Bernard, A Guide to Naval Strategy(4th ed., Princeton University Press, 1958).
7. _______,Strategy in the Missile Age (Princeton University Press, 1959).
8. Buchan, Alastair (ed.), China and the Peace of Asia (N. Y.: Frederick A. Praeger, 1966).
9. Coffey J. I., Strategic Power and National Security (University of Pittsburgh Press, 1971).
10. Cottrell, Alvin J. & P. M. Burrell, The Indian Ocean: Its Political, Economic and Military Importance (N.Y.: Frederick A. Praeger, 1972).
11. Crabb, Jr., Cecil V., American Foreign Policy in the Nuclear Age (2th ed., N. Y.: Harper & Row, Publishers, 1965).
12. Davis, Lynn Etheridge, Limited Nuclear Options: Deterrence and the New American Doctrine (London: IISS, 1976).
13. Deutsch, Karl W., The Analysis of International Relations (New Jersey: Prentice-Hall, Inc., 1968).
14. Garthoff, Raymond L., Soviet Strategy in the Nuclear Age (N. Y.: Frederick A. Praeger, 1962).
15. Greene, Fred, U. S. Policy and the Security of Asia (N. Y.: McGraw-Hill Book Company, 1968).
16. Hahn, Walter F. & Neff, John C. (eds.), American Strategy for the Nuclear Age (N. Y.: Doubleday & Company, 1960).
17. Halperin, Morton H., Limited War in the Nuclear Age (N. Y.: John Wiley & Sons, Inc., 1965).
18. Herrick, Robert Waring, Soviet Naval Strategy (Maryland: U. S. Naval Institute, 1968).
19. IISS, Power at Sea: I. The New Environment (London: IISS, 1976).
20. IISS, Power at Sea: II. Super-powers and Navies (London: IISS, 1976).
21. IISS, Power at Sea: III. Competition and Conflict (London: IISS, 1976).
22. IISS, The Military Balance 1977-1978 (London: IISS, 1977).
23. IISS, Strategic Survey 1975 (London: IISS, 1976).
24. IISS, Strategic Survey 1976 (London: IISS, 1977).
25. Jukes, Geoffrey, The Indian Ocean in Soviet Naval Policy (London: IISS, 1972).
26.________, The Soviet Union in Asia (University of California Press, 1973).
27. Kahan, Jerome H., Security in the Nuclear Age (Washington D. C.: The Brookings Institution, 1975).
28. Kanet, Roger E. (ed.), The Soviet Union and the Developing Nations (Baltimore: The Johns Hopkins University Press, 1974).
29. Kissinger, Henry A., Nuclear Weapons and Foreign Policy (N. Y.: W. W. Norton & Company, Inc., 1969).
30. ________, The Necessity for Choice (N. Y.: Harper & Row, Publishers,1961).
31. Martin, L. W., The Sea in Modern Strategy (N. Y.: Frederick A. Praeger, 1968).
32. Mclaurin, P. D., The Middle East in Soviet Policy (Massachusetts: Lexington Books, 1975).
33. Millar, T. B., Soviet Policies in the Indian Ocean Area (Camberra: Australian National University Press, 1970).
34. Misra, K. P., Indian Ocean Politics: An Asian-African Perspective (School of Law University of Maryland, 1978).
35. Morgenthau, Hans J., Politics Among Nations (5th ed., N. Y.: Alfred A. Knopf, 1973).
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37. Novosti Press Agency Publishing House, Constitution (Fundamental Law) of the Union of Soviet Socialist Republics (Moscow: Novosti Press Agency Publishing House, 1977).
38. Ott, Marvin C., The Neutralization of Southeast Asia: An Analysis of the Malaysian/ASEAN Proposal (Ohio University Center for International Studies, 1974).
39. Palmer, Norman D., South Asia and United States Policy (Boston: Houghton Mifflin Company, 1965).
40. Polmar, Norman, Strategic Weapons: An Introduction (N.Y.: Crane, Russak & Company, 1975).
41. Quanbeck, Alton H. & Blechman, Barry M., Strategic Forces : Issues for the Mid-Seventies (Washington D. C., The Brookings Institution, 1973).
42. Ra’anan, Uri, The USSR Arms the Third World: Case Studies in Soviet Foreign Policy (Massachusetts: The M. I. T. Press, 1969).
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50. Wilson, Dick, The Neutralization of Southeast Asia (N. Y. : Praeger Publishers,
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51. Wolfe, Thomas W., Soviet Strategy at the Crossroads (Harvard University Press, 1964).

(乙)期刊：
1. Agraval, P. N., “Volonté d’independance de l’Inde vis-a-vis de Mosceu,” Eat & Ouest, Fevrier ler-15, 1978.
2. Alexsandrov I., “Concerning Peking’s Contact with Washington,” The Current Digest of Soviet Press (C.D.S.P.). Vol. XXIII, No.30, Aug. 24, 1971.
3. Allgemeine, Frankfurter, “Moscow Able to Blockade Sea Route: Evalution of ‘Okean 1975’ Manoeuvers Offers Alarming Findings,” Translations on USSR Military Affairs (T.U.M.A.), No.1174, Aug. 18, 1975.
4. Andreasyan R. & Penzin D., “Oil and the Anti-Imperialist Struggle,” International Affairs (Moscow), Aug., 1971.
5. “As U.S. Draws Back, Defense Lines Move Again,” U. S. News & World Report, Sept. 29, 1975.
6. Barber, Stephen, “Misreading Carter’s Signals,” Far Eastern Economic Review, Mar. 25, 1977.
7. Banerjce, Jyotirmoy, “India in Soviet Global Strategy: A Conceptual Approach,” China Report, Vol. XIII, No.3, May/June, 1977.
8. Berry, John A., “Oil and Soviet Policy in the Middle East,” Middle East Journal, Vol.26, No.2, 1972.
9. Bhargava, G. S., “A Role for Regional Powers,” Far Eastern Economic Review, Dec. 2, 1977.
10. Blinov, Y., “Two Countries of South Asia,” International Affairs (Moscow), Oct., 19700
11. Breyer, Siegfried, “Fleet Admiral Gorshkov Steers Course of Soviet Fleet for 20 years,” T.U.M.A., No.1251, Oct. 20, 1976.
12. Brule Jean-Pierre, “La Pensee Militaire Sovietique,” Est & Ouest, Mai ler-15,
1976.
13. Buchan, David, “Red Flag over Oceans of the World,” South China Morning Post, Jan. 24, 1976.
14. “Building of Indian Ocean Base in Well Underway by U. S. Navy,” U. S. Naval Institute Proceedings, Nov., 1971.
15. Burt, Richard, “U.S. Asking Moscow to Stabilize Naval Activity in the Indian Ocean, “The New York Times, Sept. 26, 1977.
16.________, “U. S. is Hopeful on Indian Ocean Talks with Soviet,” The New York Times, Nov. 20, 1977.
17. Butler, W. E., “Soviet Maritime Policy in Legal Perspective,” The World Today, Vol.28, No.10, Oct., 1972.
18. “Carter Backs Warnke on Indian Ocean Talks,” Pacific Stars and Stripes. July 13, 1977.
19. Chaplin, Dennis, “Somalia and the Development of Soviet Activity in the Indian Ocean,” Military Review, Vol. LV, No.7, July 1975.
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