俄羅斯和中國進入世界貿易組織和經濟管理之變遷

This research compares Russia and China’s formal and informal economic institutions, against the backdrop of the WTO. It analyzes the changing dynamics of interaction of institutional elements and processes that create the framework for economic governance under the WTO, situating Russia and China’s economic governance under WTO against the context of the respective countries’ economic transition processes. The institutional elements and processes of economic governance comprise such elements as: policies, legislation, institutions, organizations, government capacity, predictability, accountability, transparency, and participation. This research argues that while Russia and China significantly diverged in strategies in their transitions from a socialist economic system, their linkage to the past as they transition into the WTO creates useful comparisons that give us insights into what types of economic governance has worked, and what the two countries can learn from each other, if anything. Despite the concessions and economic integration the WTO could offer both Russia and China, there is no question the Russian federal government and the Chinese central government will continue to wield significant influence on its economic governance.

Areddy, James T. 2006. “Beijing warns China lenders.” The Wall Street Journal Asia,
June 15.

Aslund, Anders. 2002. The Rise of The Rest”: Challenges to the West from Late-
Industrializing Economics. New York: Oxford University Press.

Aziz, Rakhimov Aziz, 2006. “The Comparison of Russian and Chinese Economic
Reforms in Transition to the Market Economy.” International Christian University JDS Working Paper Series No. 3, November 15, 2006.

Biryukov, Nikolai and Victor Sergeyev. 1997. Russian Politics in Transition:
Institutional Conflict in a Nascent Democracy. Brookfield, VT: Dartmouth Publishers.

Blanchard, O., R. Dornbusch, P. Krugman, R. Layard and L. Summers. 1991. Reform in
Eastern Europe, Cambridge, Mass.: MIT Press.

Boone and Rodionov. 2002 “Rent Seeking in Russia and the CIS.” Bruswick UBS
Warburg, Moscow.

Boycko, Maxim, Andrei Shleifer and Robert Vishny. 1995. Privatizing Russia.
Cambridge: MIT Press

Broadman, Harry G. 2004. “Global Economic Integration: Prospects for WTO Accession
and Continued Russian Reforms. The Washington Quarterly. 27: 79-98

Chow, Gregory C. 2002. China’s Economic Transformation. Princeton, N.J.: Princeton
University Press.

Chowhury, A.R. 2003. “WTO Accession: What’s in it for Russia? Bofit Online 10: 1-22.

CNN.com, “Friction intensifies between U.S. and Russia, May 31, 2007).

Coalition of Service Industries. 2002. “CSI Background Paper on Russian Banking Services,” (May 22).

Cooper, William H. 2006 “Russia’s Accession to the WTO,” CRS Report for Congress
April 20: 1-25.

Dam, Kenneth W. 2006. “China As a Test Case: Is the Rule of Law Essential for
Economic Growth?” John M. Olin Law & Economics Working Paper 275 (January): http://ssrn.com/abstract=880125

Daniel, James, Thomas Richardson, Raju Singh and George Tsibouris, in Wanda Tseng
and Markus Rodlauer (eds.). 2003. China Competing in the Global Economy. Washington D.C. International Monetary Fund: Washington D.C.

Deutsche-Welle On-line. 2007 “Russia Urges Halt to US Missile Talks” on the world
wide web at http://www.dwworld.de/dw/function/0,,12215_cid_2583273,00.html?maca=en-rss-en-all-1573-rdf,

Development Research Center, State Council of the People’s Republic of China. 1998.
The Global and Domestic Impact of China Joining the WTO.

Dorn, James A. 2006. “Ending Financial Repression in China,” CATO Institute Economic
Development Bulletin 5 (March): http://www.cato.org/pubs/edb/edb5.html

Dyker, David A. 2006. “Russian accession to the WTO – why such a long and difficult road?” Post-Communist Economies, 16:1, 3-20.

Ewing, Richard Daniel. 2005. “Chinese Corporate Governance and Prospects for
Reform,” Journal of Contemporary China, vol. 14, issue 43: 317-38.

Economist Intelligence Unit. 2002. Country Profile 2002: Russia.

Gao, Shangquan, 1996. China’s Economic Reform. London: MacMillan Press Ltd.

Gurviev, Sergei and Andre Rachinsky. 2005. “The Role of Oligarchs in Russian
Capitalism. The Role of Oligarchs in Russian Capitalism 1: 131-150.

Hellman, Joel. 1998. “Winners Take All: The politics of Partial Reform in Post-
communist Transitions,” World Politics 50, no. 2: 203-234.

Holmes, Stephen. 2001. “What Russia Teaches Us Now: How Weak States Threaten
Freedom.” The American Prospect 8, no. 33 (July-August): 30-9.

IMF, World Bank, OECD and EBRD. 1990. The Economy of the USSR: Summary and
Recommendations. Washington, DC: World Bank.

Iwasaki, Ichiro and Keiko Suganuma. 2005. “Regional Distribution of Foreign Direct
Investment in Russia,” Post-Communist Economies 17, No. 2 (June): 153-72.

Kornai, Janos. 1990. The Road to a Free Economy. Shifting from a Socialist System: The Example of Hungary. New York: W.W. Norton: 1990.

Kennett, D. and M. Lieberman (ed). 1992. The Road to Capitalism. Orlando, Florida:
Dryden Press.

Kerr, David. 2005. “The Sino-Russian Partnership and U.S. Policy toward North Korea,” International Studies Quarterly (September).

Kuo, Sangtu. 2006. “Strategic Partnership in a Unipolar System: The Sino-Russian
Relationship,” Issues & Studies 42, no. 3 (September): 203-225.

Lee, Kenneth and David Lum. 2005. “Asian Banking Insight”, Daiwa Institute of
Research LTD.

Lardy, Nicholas. 2002. Integrating China into the Global Economy/ Harrisonburg,
Virginia: Brookings Institution.

(Lipton and Sachs, 1990. “Privatisation in Eastern Europe,” Brookings Papers on
Economic Activity.

Lin, Justin Yifu. 2004. “Lessons of China’s Transition from a Planned Economy to a
Market Economy,” Leon Kozminski Academy of Entrepreneurship and Management and Tiger Distinguished Lectures Series 16: 1-45.

Lin, Justin Yifu, Fang Cai and Zhou Li. 2003. The China Miracle: Development Strategy
and Economic Reform. Hong Kong: Chinese University Press.

Moore, Thomas G. and Dixia Yang. 2001. “Empowered and Restrained: Chinese Foreign
Policy in the Age of Economic Interdependence,” in David M. Lampton (ed.) The
Making of Chinese Foreign and Security Policy in the Era of Reform 1978-2000, Palo Alto: Stanford University Press.

Moscow Times. 2002. March 4.

Nolan, Peter. 1995. China’s Rise, Russia’s Fall: Politics, Economics and Planning in the
Transition from Stalinism. London: Palgrave Macmillan.

Office of the US Trade Representative. 2003. National Trade Estimate Report on Trade
Barriers, (April).

Prikhodko, Sergei. 2004. “Russia Offers Oil To China in Exchange for WTO
Membership and Investments,” Russian Business Monitor. (October 19).

Prybyla, J. 1990. “A broken system,” in G. Hicks (ed), The broken mirror: China after
Tiananmen London: Longman.

Putin, Vladimir. 2002. “Annual Address by President of the Russian Federation Vladimir
Putin to the Federal Assembly of the Russian Federation Moscow,” (April 18): [http://www.Russiaeurope.mid.ru].

RIA Novosti, “Many Russians Want to Start Business,” March 3, 2005.

Roland, Gerard. 2006. “The Russian Economy in the Year 2005,” Post-Soviet Affairs 22:
104-19.

Sapir, Jacques. 2001. “The Russian Economy: From Rebound to Rebuilding,” Post-Soviet
Affairs 17, 1: 1-22.

Scharfstein, David and Jeremy Stein. 2000. “The Dark Side of Internal Capital Markets:
Divisional Rent-Seeking and Inefficient Investment.” Journal of Finance 56: 2537-564.

Shlapentokh, Dmitry. 2004. “Lessons from China: Russian Foreign Policy and its
Implications,” Crime, Law & Social Change 41: 235-259

Simon, Herbert B. 2000. “Public Administration in Today’s World of Organizations and
Markets,” PS: Political Science and Politics, 33, 4: 779-756.

Sonin, Konstantin. 2003. “Why the Rich May Favor Poor Protection of Property?”
Journal of Comparative Economics. 31, 4: 715-31.

Stern, R. 2002. “An Economic Perspective on Russia’s Accession to the WTO,” William
Davidson Institute Working Paper 472 (June).

Stigler, George. 1971.” The Theory of Economic Regulation,” The Journal of Economic
and Management Science 2, 1: 3-21

Stoeckel, Andrew. 2003. “Economic Governance and the Asian Crisis. Quality Assurance Series 30(April): 1-86.

Tamagna, Frank M. and T.V. Soong. 1945. Banking and Finance in China, Institute of
Pacific Relations Publications Office. 116-8.

The Economist (Survey of International Banking). 2006. “Proceed with Caution,” May 20th.

The Economist. 2007. “Victor the Unvictorious,” June 9-15.

The Russian Business Monitor. 2002. “China Proposes Non-Standard Conditions for Russia’s Entrance into WTO,” The Russian Business Monitor, May 14.

The Russian Business Monitor. 2007. “China-Russia links helped by WTO bid,” February, 15.

Tikhomirov, Vladimir. 2006. “WTO – It’s a De Facto Go: What Does It Mean for
Russia?” Russia Equity Research, Uralsib Financial Corporation. (October): 1-2.

Tsygankov, Andrei P. 2006. “Projecting Confidence, Not Fear: Russia’s Post Imperial
Assertiveness,” Orbis 50, no. 4 (Fall): 677-90.

Vercuiel, Julien. 2007. “Russia and the WTO: On the Finishing Stretch,” Russie Nei
Vision 10 (February): 1-23.

RIA Voosty. 2006. “Russia and China Sign Protocol on Completing Russia’s WTO Admission Talks – Gref”

Wall Street Journal, 2006, “China’s NPLs exceed foreign reserves,” May 4.

Wallander, Celeste A. 2007. “Russian Tansimperialism and Its Implications,” The Washington Quarterly 30, 2 (Spring): 107-22.

White, Stephen and Ian McAllister. 2003. “Putin and His Supporters,” Europe-Asia
Studies 55, 3: 383-99.

Wolf, Charles Jr. 2007. “Paradoxes: Liberals…Conservative…Go Figure,” Rand
Corporation.

World Bank. 2005. “Russian Economic Report,” no. 11, available online at
http://siteresources.worldbank.org/INTRUSSIANFEDERATION/Resources/RER11_eng.pdf. )

World Trade Organization. 2002. “Draft Report of the Working party on the Accession of
the Russian Federation to the World Organization,” online at WT/ACC/Spec/RUS/25/Rev.1.)

World Economic Forum. 2005. “World Economic Forum, Global Competitiveness Report 2004-2005.” Geneva.

Wu, Jianglian. 2005. Understanding and Interpreting Chinese Economic Reform. New
York: Texere.

Xinghua, 2001. “State Textiles out of Doldrums,” (March 6).

Xinghua, 2004. “Russia and China Sign protocol on Completing Russia’s WTO
admission Talks. (October 15).

Yang, Dali L. 2004. Remaking the Chinese Leviathan: Market Transition and the Politics
of Governance in China. Palo Alto, CA: Stanford University Press.

Yavlinsky, G., B. Fedoro, S. Shatalin, N. Petrakov, and S. Alekashenko. 1991. 500 Days
of Transition to Market. New York: St. Martin’s Press.

Xu, Xiaoping. 1998. China’s Financial System under Transition. New York: St. Martin’s
Press.

Zhang, Shuguang, Zhang Yansheng, and Wan Zhongxin. 1998. Measuring the Cost of
Protection in China. Washington: Institute for International Economics.

Zhang, Wei Guo. 2004. “Shareholding Structures, Related Party Transactions and
Corporate Governance in China”, in Ferdinand A. Gul and Judy S.L. Tsui, The Governance of East Asian Corporations, Palgrave MacMillan: New York.

Zhou, Xiao-chuan. 2005. “Governor Zhou Xiaochuan speaks on Issues Related to the
Reform of the Exchange Rate Regime,” People’s Bank of China News, September 10, 2005, pp. 13, on the world wide web at www.pbc.gov.cn/english//detail.asp?col=6400&id=572