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研究生: 許元豪
Hsu, Yuan-Hao
論文名稱: 阻礙式專利與所得不均等: R&D品質提升模型的分析
Blocking patent and income inequality in a R&D quality-ladder model
指導教授: 賴景昌
Lai, Ching-Chong
口試委員: 洪福聲
Hung, Fu-Sheng
朱巡
Chu, Hsun
學位類別: 碩士
Master
系所名稱: 社會科學學院 - 經濟學系
Department of Economics
論文出版年: 2020
畢業學年度: 108
語文別: 中文
論文頁數: 51
中文關鍵詞: 研發阻礙式專利專利廣度利潤分配規則所得不均等
外文關鍵詞: R&D, Blocking patents, Patent breadth, Profit-division rule, Income inequality
DOI URL: http://doi.org/10.6814/NCCU202001328
相關次數: 點閱:313下載:33
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  • 本篇研究建構在R&D品質提升模型的基礎上,並將阻礙式專利(blocking patents)以及利潤分配規則(profit-division-rule)的機制納入此模型,進一步探討在此模型架構下,政府能否透過阻礙式專利的機制來改善異質家計單位間所得不均等的程度。政府擁有兩項政策工具,分別是對領導技術專利權的保護,以及對舊一代技術專利權的保護,即為專利廣度與阻礙式專利。在此研究中,將品質提升幅度設計為內生變數,並納入利潤分配規則之中,新一代研發廠商可以透過決定品質提升幅度來影響利潤分配比例。最後本文探討了兩項政策工具對經濟成長及所得不均等的影響。
    我們發現在特定條件下,隨著對領導技術專利權的保護程度越大,經濟成長率就上升得越高;然而,隨著對舊一代技術專利權的保護程度越大,對經濟成長率的影響可能正也可能負。在所得不均等的方面,兩項政策皆會對所得不均等產生兩種效果,分別是利率效果與資產效果;其中,利率效果為政策對所得不均等影響的關鍵因素。


    This thesis builds up a quality-ladder growth model with blocking patents and the profit-division rule, and used it to explore whether the government can improve income inequality among heterogeneous households through blocking patents. Two policy instruments available to the government for protecting patent rights are considered in this thesis. The first is patent breadth, which captures the protection of the leading patents. The second is blocking patents, which captures the protection of the former patent owners. The main feature of the model is that the step size of innovation is designed as an endogenous variable and incorporated into the profit-division rule. Therefore, the current inventor can affect the profit-division ration by way of choosing the step size of innovation. In addition, this thesis explores the impact of two patent policy instruments on economic growth and income inequality.
    Two main findings emerge from the analysis. First, we find that, under certain conditions, following an increase in the protection of the leading patent owner, the economy’s growth rate will rise in response. However, following an increase in the protection of the former patent owner, the economy’s growth rate may either rise or decline in response. Second, both patent policy instruments affect economy’s income inequality by means of the interest rate effect and the asset-value effect. In particular, the interest rate effect plays a crucial role in determining income inequality.

    第一章 緒論.............................. ............ 1
    第一節 研究動機........................................1
    第二節 文獻回顧........................................4
    第三節 本文架構........................................5
    第二章 理論模型....................................... 7
    第一節 各部門之決策行為.................................7
    第二節 競爭均衡........................................23
    第三章 不均等分析 .....................................32
    第一節 資產分配........................................32
    第二節 所得分配........................................34
    第三節 消費分配........................................40
    第四章 結論........................................... 43
    本文附錄...............................................45
    附錄 A................................................45
    附錄 B................................................45
    附錄 C................................................46
    附錄 D................................................47
    參考文獻.............................................. 49

    一、 中文部分
    賴景昌 (2005),勞動搜尋理論。
    賴景昌 (2013),內生成長理論:R&D,逢甲經研所上課講義。
    賴景昌 (2015),內生成長理論:品質提升模型,逢甲經研所上課講義。
    賴景昌 (2018),內生成長理論,政大經研所上課講義。

    二、 英文部分
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    Yang, Y. (2018) On the optimality of IPR protection with blocking patents. Review of Economic Dynamics 27, 205-230.

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