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研究生: 周怡德
YITE, CHOU
論文名稱: 中美科技戰之研析: 半導體與人工智慧(2018-2023)
Analysis of the US-China Tech War: Semiconductors and Artificial Intelligence (2018-2023)
指導教授: 邱坤玄
口試委員: 朱新民
何思慎
學位類別: 碩士
Master
系所名稱: 國際事務學院 - 外交學系戰略與國際事務碩士在職專班
Master's Program in Strategic and International Affairs
論文出版年: 2026
畢業學年度: 114
語文別: 中文
論文頁數: 127
中文關鍵詞: 美中科技戰權力轉移理論技術民族主義地緣政治友岸外包
外文關鍵詞: US-China Tech War, Power transition theory, Techno-nationalism, Geopolitics, Friendshoring
相關次數: 點閱:52下載:4
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  • 本文聚焦2018至2023年間美中科技競爭的背景,選取半導體與人工智慧兩大核心技術,並以攻勢現實主義視角探討在國際無政府狀態下大國追求權力極大化的邏輯。半導體與人工智慧為21世紀經濟增長、軍事現代化及國際規範制定的關鍵技術,亦成美中權力轉移中的競爭核心。本研究主要探討美中科技競爭是否意味全球權力轉移論之實踐,現存霸權國(如美國)藉由科技壓制崛起國(如中國)以維持其優勢。自2018年起第一屆川普政府科技戰政策至拜登政府對華政策之延續,及中國如何推動科技自主的過程,結合文獻分析、案例研究及政策比較,探索中美雙方通過科技競爭同時也增強地緣政治影響力。 研究進一步檢視中美科技競爭對全球供應鏈重組與國際秩序的影響,並評估其他國家的角色,及引發地緣政治格局之變化,進一步推動中美兩全球戰略之調整。


    This paper explores the context of the technological competition between the United States and China from 2018 to 2023, with a particular emphasis on semiconductors and artificial intelligence as two crucial technological domains. Employing an offensive realist framework, it examines the behavior of major powers striving to maximize their influence within an anarchic international system. Semiconductors and artificial intelligence are identified as key technologies underpinning economic growth, military modernization, and the evolution of international norms in the twenty-first century, thereby serving as focal points in the US-China power transition rivalry. The research primarily aims to assess whether the technological contest between the United States and China exemplifies the global power transition theory, wherein established hegemonic states, such as the United States, utilize technological advancements to constrain emerging powers, such as China, in order to preserve their dominant status. This study examines the US-China technology war from the first Trump administration in 2018 to the continuation of the Biden administration's China policy, and how China has promoted technological self-reliance. Through literature review, case studies, and policy comparisons, it explores how both the US and China enhance their geopolitical influence through technological competition. The study further examines the impact of US-China technological competition on global supply chain restructuring and the international order, assesses the role of other countries, and explores the resulting changes in the geopolitical landscape, ultimately driving adjustments to the global strategies of both the US and China.

    第一章 緒論 1
    第一節 研究動機與目的 1
    第二節 文獻檢閱 6
    第三節 研究途徑與方法 9
    第四節 研究範圍與限制 11
    第五節 研究架構與章節安排 13
    第二章 攻勢現實主義視角下的中美科技戰 17
    第一節 權力轉移理論 17
    第二節 科技民族主義 23
    第三節 中美科技戰更甚貿易戰 29
    第四節 小結 34
    第三章 川普到拜登對中科技戰之脈絡 37
    第一節 延續抑或轉變 37
    第二節 中國的應對:從被動回應到戰略自主 44
    第三節 科技戰對地緣政治之邏輯 54
    第四節 小結 59
    第四章 中美科技戰關鍵戰場 61
    第一節 半導體產業鏈爭奪 61
    第二節 中美人工智慧軍備競賽 69
    第三節 中美聯盟網路的建立 78
    第四節 小結 83
    第五章 全球供應鏈洗牌 87
    第一節 去全球化到友岸外包 87
    第二節 中美盟友之分歧 90
    第三節 科技戰走向熱戰抑或冷戰?97
    第六章 結論 105
    第一節 研究發現 105
    第二節 後續研究建議 109
    參考文獻 113

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    二、英文部分
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    Kania, E. B. (2017). Battlefield singularity: Artificial intelligence, military revolution, and China’s future military power. Washington, DC: Center for a New American Security (CNAS). <https://www.cnas.org/publications/reports/battlefield-singularity-artificial-intelligence-military-revolution-and-chinas-future-military-power\>
    Kania, E. B. (2021). “Battlefield singularity”: Artificial intelligence, military revolution, and China’s future military power. Washington, DC: Center for a New American Security (CNAS). <https://www.cnas.org/publications/reports/battlefield-singularity\>
    Kania, E. B. (2022). AI and the future of cyber competition. Washington, DC: Center for Strategic and International Studies (CSIS). <https://www.csis.org/analysis/ai-and-future-cyber-competition\>
    Kania, E. B., & Costello, J. K. (2021). Seizing the high ground: China’s AI and autonomy in space, air, and maritime domains. Washington, DC: Center for Strategic and International Studies (CSIS). <https://www.csis.org/analysis/seizing-high-ground-chinas-ai-and-autonomy-space-air-and-maritime-domains\>
    Kennedy, S. (2015). Made in China 2025. Washington, DC: Center for Strategic and International Studies (CSIS).
    Khan, S. W. (2022). Techno-nationalism and the US-China tech war: Semiconductors and AI at the forefront. Washington, DC: Brookings Institution. <https://www.brookings.edu/research/techno-nationalism-us-china-tech-war/\>
    Lewis, J. A. (2020). Cyber war and cyber peace in East Asia. Washington, DC: Center for Strategic and International Studies (CSIS). <https://www.csis.org/analysis/cyber-war-and-cyber-peace-east-asia\>
    Lewis, J. A. (2021). Competing in the digital age: US-China tech competition. Washington, DC: Center for Strategic and International Studies (CSIS). <https://www.csis.org/analysis/competing-digital-age-us-china-tech-competition\>
    National Security Commission on Artificial Intelligence. (2021). Final report. Washington, DC: National Security Commission on Artificial Intelligence. <https://www.nscai.gov/wp-content/uploads/2021/03/Full-Report-Digital-1.pdf\>
    Rasser, M., Lamberth, M., & Riikonen, A. (2020). The American AI century: A blueprint for action. Washington, DC: Center for a New American Security (CNAS). <https://www.cnas.org/publications/reports/the-american-ai-century-a-blueprint-for-action\>
    Roberts, C. (2018). China’s state-led economic model. Washington, DC: The National Interest. <https://nationalinterest.org/feature/chinas-state-led-economic-model-37317\>
    Segal, A. (2022). China’s techno-nationalism and the quest for AI supremacy. New York, NY: Council on Foreign Relations (CFR). <https://www.cfr.org/report/chinas-techno-nationalism\>
    Zhang, L., & Dafoe, A. (2019). Artificial intelligence: American attitudes and trends. Oxford, United Kingdom: Future of Humanity Institute, University of Oxford. <https://www.fhi.ox.ac.uk/wp-content/uploads/Artificial-Intelligence-American-Attitudes-and-Trends.pdf\>
    Zwetsloot, R., Toner, H., & Ding, J. (2019). Beyond the AI arms race: China, Russia, and the United States. Washington, DC: Foreign Affairs. <https://www.foreignaffairs.com/articles/china/2019-11-19/beyond-ai-arms-race\>

    (四)官方文件
    U.S. Department of Commerce, Bureau of Industry and Security. (2022, October 7). BIS Imposes Export Controls on Advanced Computing and Semiconductor Manufacturing Items to the PRC .https://www.bis.doc.gov/index.php/documents/about-bis/newsroom/press-releases/3152-2022-10-07-bis-press-release-advanced-computing-chips/file

    (五)新聞報導
    Bown, C. P. (2024). The Missing Chips: How to Protect the Semiconductor Supply Chain. Foreign Affairs, July 6.< https://www.foreignaffairs.com/united-states/missing-chips>
    Brads-her, K. (2018). 'Made in China 2025' Plan Is Getting a Big, Secretive Push. The New York Times, June 25. <https://www.nytimes.com/2018/06/25/business/china-technology-industrial-revolution.html>
    Hornby, L., & Hancock, T. (2018). What is Made in China 2025' and why is it controversial? Financial Times, May 30.<https://www.ft.com/content/2b695e5c-4c90-11e8-97b4-639c1bdd6f7c>

    Manuel, A. & Hicks, K. (2024). Can China's Military Win the Tech War? How the United States Should—and Should Not—Counter Beijing's Civil-Military Fusion. Foreign Affairs, July 29. <https://www.foreignaffairs.com/articles/united-states/2020-07-29/can-chinas-military-win-tech-war>
    Sevastopulo, D. & Hille, K. (2022). US chips away at Beijing's tech ambitions. Financial Times, October 7. <https://www.ft.com/content/0aec96f7-21d4-4e49-85a4-8c72d90d0e17>
    Shepardson, D. & Lee, J. (2022). Exclusive: U.S. lines up allies for chip push against China - sources. Reuters, March 28. <https://www.reuters.com/technology/exclusive-us-lines-up-allies-chip-push-against-china-sources-2022-03-28>

    (六)網際網路
    Brands, Hal、Rush Doshi、Randall Schriver、Ray Takeyh(2022)。Alliance in Competitive Strategies。Washington, DC:American Enterprise Institute(AEI)<https://www.aei.org/research-products/report/alliance-in-competitive-strategies/>
    CrowdStrike(2022)。Global Threat Report: Focus on China-Linked APTs。CrowdStrike,February 22, <https://www.crowdstrike.com/global-threat-report/>
    de La Bruyère, Emily、Nathan Picarsic(2021)。The Inevitability of Decoupling。Horizon Advisory,September 28, <https://www.horizonadvisory.org/post/the-inevitability-of-decoupling>
    European Parliament(2021)。The US ‘Small Yard, High Fence’ Approach to China: Implications for Europe。European Parliament, <
    https://www.europarl.europa.eu/RegData/etudes/STUD/2021/653658/EXPO_STU(2021)653658_EN.pdf>
    Mandiant(2023)。M-Trends 2023: Special Report on APT Groups。Mandiant,April 18, <https://www.mandiant.com/resources/reports/m-trends-2023>
    Osborn, Kris(2019, December 15)。Artificial Intelligence Is Going to Make America’s F-35 and B-2 Even Stronger。The National Interest, <https://nationalinterest.org/blog/buzz/artificial-intelligence-going-make-americas-f-35-and-b-2-even-stronger-104967>
    Tellis, Ashley J.(2019, October 3)。The Forgotten Dimension of Strategy: Embracing the Use of Power in the Indo-Pacific。Washington, DC:Carnegie Endowment for International Peace,<https://carnegieendowment.org/2019/10/03/forgotten-dimension-of-strategy-embracing-use-of-power-in-indo-pacific-pub-79936>
    Tiku, Nitasha(2018, October 15)。Amazon’s Jeff Bezos Says Tech Companies Should Work with the Pentagon。Wired, <https://www.wired.com/story/amazons-jeff-bezos-says-tech-companies-should-work-with-the-pentagon/>
    Wang, Dan(2022, December 14)。The Unintended Consequences of America’s Tech War on China。The Atlantic, <https://www.theatlantic.com/ideas/archive/2022/12/us-china-tech-competition-semiconductor-export-controls/672364/>
    Williams, Robert D.(2022, December 5)。“Small Yard, High Fence”: The Biden Administration’s Emerging Strategy on China Tech Competition。Lawfare,<https://www.lawfaremedia.org/article/small-yard-high-fence-the-biden-administrations-emerging-strategy-on-china-tech-competition>

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