跳到主要內容

簡易檢索 / 詳目顯示

研究生: 莫伊塞斯
論文名稱: 合作背後的矛盾:南海爭議下的東協與中國關係之探討
The contradictions behind cooperation: ASEAN-China relations under the South China Sea disputes
指導教授: 王冠雄
Wang, Dustin
學位類別: 碩士
Master
系所名稱: 社會科學學院 - 亞太研究英語碩士學位學程(IMAS)
International Master's Program in Asia-Pacific Studies(IMAS)
論文出版年: 2010
畢業學年度: 98
語文別: 英文
論文頁數: 167
相關次數: 點閱:257下載:85
分享至:
查詢本校圖書館目錄 查詢臺灣博碩士論文知識加值系統 勘誤回報

  • This thesis aims to describe the two dynamics present in the maritime disputes of the South China Sea: the negotiation dynamic and the military dynamic. This thesis will focus on two aspects: first, the history of the confidence building measures in the South China Sea; and second, analysis of each relevant nations’ motivation for the current stage of the Southeast Asian military dynamic. The role of ARF in this process and the characteristics of the Track I and Track II diplomatic tools are analyzed along with its difficulties in progressing from the CBMs to preventive diplomacy (PD). The effects of the CBMs’ lack of progress on the current military power acquisitions of the South China Sea claimant states are objects of analysis as well. Within of the analysis of the confidence-building measures, this thesis also contemplates the role of China as the most important variable in the dispute.
    The second part of this thesis works with the connections between the developments of the South China Sea and the current military buildup in Southeast Asia. Aiming to identify the causes of the military dynamic, the thesis describe the current military capabilities of the main actors of the South China Sea disputes; namely China, Vietnam, Malaysia and the Philippines. Moreover, it provides a detailed description of the new equipment acquisitions and the impacts, in terms of the power capabilities, of these actors. A final analysis of the current panorama of the disputes is conducted, analyzing the key events between 2009 and 2010. This thesis concludes that the CBM’s efforts suffer from structural bottlenecks as the adamant adherence to the concept of sovereignty impedes the bloc’s advancement in the establishment of solutions for the maritime territorial disputes. The absence of diplomatic solutions has directly influenced the momentum of militarization in the Southeast Asia.

    ABSTRACT
    INTRODUCTION 09
    RESEARCH PURPOSE 12
    RESEARCH QUESTION 12
    METHODOLOGY 13
    LITERATURE REVIEW 13
    CHAPTER 1 – THE SOUTH CHINA SEA: BACKGROUND 22
    1.1 – The Strategic aspects of the SCS’ Disputes 24
    1.2 – The importance of the sea lanes of communication(SLOCs) 26
    1.3 – The UNCLOS III and its impacts in the South China Sea disputes 29
    1.4 – The claimants and demands.......……………………………………………………………….…… 31
    1.5 – The United States interests 41
    1.6 – The Japan interests 48
    1.7 – Diplomacy and clashes. 49
    1.8 – The living and non-living resources question 57
    1.9 –The dilemma of common interests and the dilemma of common aversion: the two dynamics in the South China Sea 62
    1.10 – Chapter Summary: Analysis 64

    CHAPTER 2 – THE NEGOTIANTING DYNAMIC : THE CBMS IN THE SCS ISSUE 68
    2.1 –Confidence Building Measures (CBM): Definition of Term 70
    2.2 – The CBMs efforts in the South China Sea 75
    2.4 –The preventive diplomacy 86
    2.5 –Sovereignty concepts and ASEAN Way: independent variables 88
    2.6 – The China factor 91
    2.7 –Perceptions and Outcomes 92
    2.8 – Chapter Summary: analysis 99

    CHAPTER 3 – THE MILITARY DYNAMIC: THE ARMS BUILD UP IN THE SOUTHEAST ASIA 103
    3.1 – The Source of Military Dynamic in the Southeast Asia 111
    3.2 – The SCS’ Claimants’ Military Modernization and Capabilities 118
    a) China 120
    b) Malaysia 124
    c) Vietnam 125
    d) Philippines 129
    3.3 – Chapter Summary: Analysis 130

    CHAPTER 4 – LATEST DEVELOPMENTS (2009-2010): AN ANALYSIS 136
    a) The Malaysia-Vietnam joint-submission at the United Nations Commission on the Limits of the Continental Shelf 137
    b) New Philippine Border Law: the baselines question 140
    c) The Chinese submarine harbor building 141
    d) China’s naval exercises in the South China Sea 142
    e) The Vietnam-Russia Arms deal and Military Cooperation with US 145
    4.1 –Chapter Summary: Analysis 147
    CONCLUSION 151
    BIBLIOGRAPHY

    TABLE OF FIGURES
    Fig.1 - Maritime claims 32
    Fig. 2 – Nine-Dotted Line (Taiwan) 37
    Fig. 3 – U-Shaped Line (China) 37
    Fig. 4 - China’s naval exercises (2010) 114

    INDEX OF TABLES
    Table 1- Summary of Territorial Claims Basis and Occupation in South China Sea 39
    Table 2- Incidents South China Sea 54
    Table 3- Types of Confidence Building Measures 74
    Table 4- Military Expenditure of SCS’s States claimants 106
    Table 5- China’s Naval Forces 122
    Table 6- The Flotillas Deployed by China from its North, East and South Sea Fleets 123

    Table 7- The Malaysian’s Air and Maritime Arms Acquisitions and Capabilities (2003-2004). 124
    Table 8-The Vietnam’s Air and Maritime Arms Acquisitions and Capabilities (2003-2004) 126
    Table 9-The Philippine’s Air and Maritime Arms Acquisitions and Capabilities (2003-2004) 130

    BOOKS

    BUCHHOLZ, Hanns J. Law of the Sea Zones in the Pacific Ocean. Singapore: Institute of Southeast Asian Studies, 1987.

    CABALLERO-ANTHONY, Mely. Regional Security in Southeast Asia: Beyond the ASEAN Way. Singapore: ISEAS,2005.

    CAPIE, David, and EVANS, Paul. The Asia-Pacific Security Lexicon. Singapore: ISEAS, 2002.

    CHEMMILIER-GENDREAU, Monique, Sovereignty over the Paracel and Spratly Islands. Hague: Kluwer Law International, 2000.

    CHINKIN, Christine. Third Parties in International Law. New York: Oxford University Press, 1993.

    DASSA, Dalia Kaye. Talking to the Enemy: Track Two Diplomacy in the Middle East and South Asia. Pittsburgh: Rand Corporation, 2007.

    EMMERS, Ralf. Geopolitics and Maritime Territorial Disputes in East Asia New York: Routledege Press, 2010.

    FISCHER, Richard D. The China’s Military Modernization: Building for Regional and Global Reach. USA: Praeger Security International, 2008.

    GREENFIELD, Jeanette, China and the Law of the Sea, Air, and Environment. The Netherlands: Sijthoff & Noordhoff International Publishers, 1979.

    HAMMOND, Grant. The Plowshares into Swords: Arms Race in International Politics. Columbus: University of South Carolina Press, 1993.

    HERRING, Eric. The Arms Dynamics in World Politics. USA: Lynne Rienner Publishers, 1998.
    JUNWU, Pan. Toward a New Framework for Peaceful Settlement of China’s Territorial Boundary Disputes. The Netherlands: Martinus Nihoff Publishers, 2008.

    KREPON, Michael. Conflict Avoidance, Confidence-Building, and Peacemaking” in Handbook of Confidence-Building Measures for Regional Security, edited by The Henry L. Stimson Center,1998.

    LO, Chi-kin, China’s Policy Towards territorial Disputes. London: Routledege, 1989.

    MEARSHEIMER, John. Anarchy and the Struggle for Power. New York: Norton Press, 2001.

    MATTLI, Walter. The Logic of Regional Integration: Europe and Beyond. London: Cambridge University Press, 1999.

    MINGJIANG, Li. “China’s South China Sea Dilemma: balancing sovereignty, development, and security” in Security and International Politics in the South China Sea: Toward a Cooperative Management Regime, edited by Sam Bateman and Ralf Emmers. New York; Routledge Press, 2009.
    PERCIVAL, Bronson. The Dragon Looks South: China and Southeast Asia in the New Century Singapore: Praeger Security International, 2007.
    QUILOP, Raymund Jose G. Institution Building in the Asia-Pacific: The ARF Experience . Manila: Office of Strategic and Special Studies, 2002.

    The Military Balance 2009. The International Institute of Strategic Studies. United Kingdon, Routledge Press,2009.

    ARTICLES
    WENDT, Alexander. “Anarchy is what States make of it: The Social Construction of Power Politics” International Organization, vol. 46, no. 2 (Spring, 1992), pp. 391-425.

    BITZINGER, Richard A. “A new Arms Race? Explaining Recent Southeast Asia Military Acquisitions”, Contemporary Southeast Asia vol.32, no. 1 (2010):pp. 50-69.

    BITZINGER, Richard. “The China Syndrome: Chinese Military Modernization and the Rearming of Southeast Asia”, RSIS Working Papers no. 126 (2007).

    CHAO, John K.T. “South China Sea: Boundary Problems Relating to the Nansha and Hsisha Islands”. Chinese Yearbook of International Law and Affairs (1989-1990) vol.9 (1991): pp.66-156.

    EMMERS, Ralf. and TAN, See Seng. “The ASEAN Regional Forum and Preventive Diplomacy: A failure in Practice”, RSIS Working Paper, no.189 (2009).

    EVANS, Paul M. “Building Security: The Council for Security Cooperation in Asia-Pacific (CSCAP)”, The Pacific Review, vol.7, no. 2 (1994).

    FINNEGAN, Michael. “Managing Unmet Expectations in the U.S.-Japan Alliance”. NBR Special Report, (November 2009).

    GRAY, Colin S. “The Arms Race Phenomenon”. World Politics, Vol. 24, no. 1 (1971).

    GREENWALD, Alyssa. “THE ASEAN-China Free Trade Area (ACFTA): a legal response to china’s economic rise? Duke Journal of Comparative & International Law .Vol. 16:193 (2006).

    JACOBS, Keith. “ASEAN Navies: facing the South China Sea Challenge”. Naval Forces, no. II, Vol. XXI (2010).

    JIABAO, Wen. “Carrying Forward the Five Principles of Peaceful Coexistence in the Promotion of Peace and Development”, Chinese Journal of International Law Vol. 3, no 2 (2004).

    MAK, JN. “Sovereignty in ASEAN and the Problem of Maritime Cooperation in the South China Sea”, RSISS Working Paper, no. 156 (2008).

    MINGLIANG, Zhang. & FANG, Yang. “South China Sea: Reconciling Chinese-US Interests”. RSIS Commentaries. (July, 22 2010).

    ROWAN, Joshua P. “The US.-Japan Security Alliance, ASEAN, and the South China Sea Dispute”. Asian Survey,vol. 45, Issue 3, (2005).

    ROY, Denny. “Southeast Asia and China: Balancing or Bandwagoning?” Contemporary Southeast Asia, vol. 27 (2005).

    SNYDER, Scott. GLOSERMAN, Brad. And COSSA, Ralph A. “Confidence Building Measure in the South China Sea”, Issues & Insights no 2 (2001).

    SONG, Yann-Huei. “Cross–strait interactions on the South China Sea issues: a need for CBMs”, Marine Policy, vol. 29, Issue 3 (2005).

    SONG, Yann-huei.“United States and Territorial Disputes in the South China Sea: A Study of Ocean Law and Politics”. Maryland Series in Contemporary Studies, no 1 (2002).

    TAN. Andrew. “Force Modernization Trends in Southeast Asia”, RSIS Working Paper no. 59 (2004).

    THAO, Nguyen Hong. “The 2002 Declaration on the Conduct of Parties in the South China Sea: A Note”, Ocean Development & International Law, no 34 (2003). pp. 279–285.

    WANG, Kuan-Hsiung. “Bridge Over Troubled Waters: Fisheries Cooperation as a Resolution to the South China Sea Conflicts”, The Pacific Review, Vol. 14 no. 4 (2001)

    ETHERNET ARTICLES
    “Renewing the Regional Security Architecture”. Sixth Plenary Session, the 9th IISS Asia Security Summit The Shangri-La Dialogue, Singapore, 06 June 2010. Available: http://www.iiss.org/conferences/the-shangri-la-dialogue/shangri-la-dialogue-2010/plenary-session-speeches/sixth-plenary-session/ (Access : June, 16 2010).

    “Satellite pictures reveal massive Chinese nuclear submarine base, says Pentagon”. Daily Mail http://www.dailymail.co.uk/news/article-563405/Satellite-pictures-reveal-massive-Chinese-nuclear-submarine-base-says-Pentagon.html (Access: Julho,3 2010).

    China Builds Secret Nuclear Submarine Base in South China Sea” – Fox News - http://www.foxnews.com/story/0,2933,353961,00.html (June, 18 2010).

    “Chinese nuclear submarine base” – Daily Telegraph - http://www.telegraph.co.uk/news/worldnews/asia/china/1917167/Chinese-nuclear-submarine-base.html(Access: June, 18 2010)
    “Chinese navy's new strategy in action”. ISS Strategic Comment. Available: http://www.iiss.org/publications/strategic-comments/past-issues/volume-16-2010/may/chinese-navys-new-strategy-in-action/ (June, 20 2010).

    “Alchemy for a New World order: Overselling Preventive Diplomacy”, Council of Foreign Relations, May/June 1995 available: http://www.foreignaffairs.com/articles/50968/stephen-john-stedman/alchemy-for-a-new-world-order-overselling-preventive-diplomacy . (Access: August, 17 2010).

    “The Military transparency and defense cooperation in the Asia-Pacific”. Plenary session 4. The 9th IISS Asia Security Summit, the Shangri-La Dialogue, in Singapore. June 2010. Avaialble: http://www.iiss.org/conferences/the-shangri-la-dialogue/shangri-la-dialogue-2010/plenary-session-speeches/fourth-plenary-session/ (Access, June 18 2010).

    “Underrating Preventive Diplomacy”, Council of Foreign Relations, July/August 1995, available: http://www.foreignaffairs.com/articles/51214/michael-s-lund/underrating-preventive-diplomacy
    (Access: June, 18 2010).

    “Vietnam receive 8 Sukhoi Su-30KM2 fighters in 2010” http://www.armybase.us/2009/08/vietnam-to-recieve-8-sukhoi-su-30km2-fighters-in-2010/
    (Access: July 12, 2010).

    “Vietnam sings major Russian arms deal” http://vietnam.suite101.com/article.cfm/vietnam_signs_major_russian_arms_deal

    ASEAN Regional Forum ASEAN Regional Forum List Of Track I Activities from 1994 to 2009. Available: http://www.aseanregionalforum.org/PublicLibrary/ARFActivities/ListofARFTrackIActivities/tabid/93/Default.aspx. (Access: August, 06 2010).

    ASEAN Regional Forum. Available: http://www.aseanregionalforum.org/AboutUs/tabid/57/Default.aspx. (Access: June, 14 2010).

    CORDENILLO, Raul L. “The Economic Benefits to ASEAN of the ASEAN-China Free Trade Area (ACFTA). Available: http://www.aseansec.org/17310.htm. (Access: July, 15 2010).

    Council for Security Cooperation Asia-Pacific (CSCAP) available: http://www.cscap.org/index.php?page=about-us
    Global Security Organization: http://www.globalsecurity.org/military/world/war/spratly-clash.htm .
    JIANGLIN, Zhao.“Recent Development of China-ASEAN Trade and Economic Relations: From Regional Perspective” in Asean-China Trade Relations: 15 Years of Development and Prospects", Institute of Asia-Pacific Studies, CASS, Available: http://iaps.cass.cn/english/Articles/showcontent.asp?id=1131 (May, 12 2010).

    MAIESEB, Michele. “Confidence-Building Measures” Beyond Intractability. Conflict Research Consortium, University of Colorado, Available:

    TANG, Yihong and WANG, Weiwei. “An Analysis of Trade Potential between China and Asean within China-ASEAN FTA”. Available: http://faculty.washington.edu/karyiu/confer/beijing06/papers/tang.pdf (Access: May, 13 2010).

    SNYDER, Scott. ”The South China Sea dispute: Prospects for Preventive Diplomacy”. United States Institute of Peace Special Report, [August, 1996], Available: http://www.usip.org/files/resources/SR18.pdf (Access: May 28, 2010).

    ASEAN Regional Forum Annual Security Outlook 2009. Available: http://www.aseanregionalforum.org/Default.aspx?tabid=327 (Access : July, 18 2010).

    SWANSTROM, Niklas. “Conflict Management and Negotiations in the South China Sea: The ASEA?” in Perspective on the Conflict in the South China Sea: Workshops Proceedings edited by SNIDAL, Knut. Workshop on the Conflict in the South China, University of Oslo. Sea 24-26 April, 1999, Oslo, Norway.
    U.S Energy Information available: http://www.eia.doe.gov/cabs/South_China_Sea/TablesMaps.html (Access July, 22 2010).

    “Offering to Aid Talks, U.S. Challenges China on Disputed Islands”. The New York Times. Available: http://www.nytimes.com/2010/07/24/world/asia/24diplo.html (Access: August, 02 2010).
    Lindsey, Forrest R. “Sea Lines of Communication Control: A Marine Mission”, War in the Modern Era Seminar. Marine Corps Command and Staff College Quantico, Virginia 9 May, 1988. Available: http://www.globalsecurity.org/military/library/report/1988/LFR.htm (Access: August, 26 2010).
    OFFICIAL DOCUMENTS
    “An Agenda for Peace, Preventive Diplomacy, Peacemaking and Peace-Keeping” Report of the UN Secretary-General, Summit Meeting of the Security Council on 31 January 1992.part.II.

    Chairman's Statement the Second ASEAN Regional forum Brunei Darussalam, 1st. August 1995.

    China's National Defense White Paper 2008.Chapter 1. Available: http://www.china.org.cn/government/whitepaper/2009-01/21/content_17162891.htm .

    Department of Defense of United States of America “Military Power of the People’s Republic of China 2009” - Annual Report to Congress –.3.Available: http://faculty.law.ubc.ca/scs/cats.htm

    Law of the People's Republic of China on the Territorial Sea and the Contiguous Zone. Adopted at the 24th Meeting of the Standing Committee of the Seventh National People's Congress on February 25, 1992.

    Ministry of Defense of Singapore. Defending Singapore in the 21th Century. Available: http://www.mindef.gov.sg/imindef/about_us/defence_policy.html

    Ministry of Defense of Vietnam “National Defense 2009”. White Paper released in December 2009. Available: fhttp://admm.org.vn/sites/eng/Pages/vietnamnationaldefence%28vietnamwhitepapers-nd-14440.html?cid=236
    Organization for Security Cooperation in Europe – available: http://www.osce.org/about/19298.html .
    Recent Developments in the South China Sea [18 March 1995]. ASEAN. Available http://www.aseansec.org/5232.htm

    The National Australia Military Strategy and the Defense. White Paper 2008 Available: http://www.ausairpower.net/APA-2008-07.html

    Treaty of Amity and Cooperation in Southeast Asia. Available: http://www.aseansec.org/1217.htm.

    United Nations Convention on the Law of the Sea - Part IX. Enclosed or Semi-Enclosed Areas available : http://www.un.org/Depts/los/convention_agreements/texts/unclos/part9.htm
    US Department of Defense - Quadrennial Defense Review Report, September, 30 2001. Available: http://www.defense.gov/pubs/pdfs/qdr2001.pdf Access: August, 05 2010.
    NEWSPAPER
    ““Foreign analysts misread China's strategic golden rule”. Xinhua News –08 June 2010.

    “Gates on China: Speaking the truth makes the Pacific a safer place”. Wall Street Journal, 08 june,2010.

    QR CODE
    :::