| 研究生: |
戴韋鎰 Tai, Wei-Yi |
|---|---|
| 論文名稱: |
全球半導體供應鏈整合之策略能力升級:台灣中小企業個案研究 Strategic Capability Upgrading for Global Semiconductor Supply Chain Integration: A Case Study of a Taiwanese SME |
| 指導教授: |
洪淑民
Horng, Shwu-Min 許育瑋 Dennis Hsu |
| 口試委員: |
陳立民
Chen, Li-Ming 洪永常 Hong, Yang-Chang |
| 學位類別: |
碩士
Master |
| 系所名稱: |
商學院 - 國際經營管理英語碩士學位學程(IMBA) International MBA Program College of Commerce(IMBA) |
| 論文出版年: | 2026 |
| 畢業學年度: | 115 |
| 語文別: | 英文 |
| 論文頁數: | 58 |
| 中文關鍵詞: | 半導體供應鏈 、策略性能力提升 、中小企業 、品質管理系統 、全球供應鏈整合 |
| 外文關鍵詞: | Semiconductor Supply Chain, Strategic Capability Upgrading, Small and Medium-sized Enterprise, Quality Management System, Global Supply Chain Integration, Supplier Qualification, SWOT Analysis |
| 相關次數: | 點閱:30 下載:0 |
| 分享至: |
| 查詢本校圖書館目錄 查詢臺灣博碩士論文知識加值系統 勘誤回報 |
台灣半導體產業憑藉高度專業化與協同合作的供應鏈在國際上享有盛名,其中中小企業(SMEs)作為關鍵零組件、材料與製造服務的供應商,扮演著不可或缺的角色。儘管具備深厚的技術專長,許多台灣中小企業仍受限於對單一主要客戶的過度依賴、有限的組織資源,以及管理系統的不完善,這些因素皆阻礙了它們參與全球半導體設備供應鏈的能力。隨著國際設備製造商持續強化供應商資格認證(Supplier Qualification)要求,並強調品質保證、製程可追溯性與卓越營運,中小企業必須發展新的組織能力,方能在全球市場中競爭。
本研究探討一家台灣半導體相關中小企業,如何成功轉型其組織能力,以取得全球頂尖半導體設備製造商的供應商資格。本研究採用深度個案研究法,檢視該公司從服務國內單一大客戶的傳統製造商,轉型為追求合格供應商名單(AVL)認證、具備全球競爭力供應商的歷程。分析過程中採用 SWOT 架構作為主要的策略分析工具,並透過基於 TOWS 矩陣的策略規劃延伸研究發現,藉此找出接軌國際供應鏈所需的資源能力缺口、組織限制與策略行動。
研究結果顯示,該公司長期依賴單一國內客戶造成了顯著的策略脆弱性,包含議價能力受限、營運風險過度集中,以及組織創新的誘因不足。儘管公司具備深厚的技術專長、專有的製造製程以及高度的垂直整合能力,但其傳統的生產慣例、非正式的知識管理,以及發展未臻完善的品質管理系統(QMS),使其無法滿足全球一線(Tier-1)設備大廠所制定的嚴格認證標準。為克服這些挑戰,該公司實施了全面的組織轉型,涵蓋製程標準化、統計製程管制(SPC)、實驗設計(DOE)、標準作業程序(SOP)、文件化系統、員工培訓,以及持續的品質改善行動。這些能力的升級大幅提升了營運的一致性、製程可追溯性以及應對稽核的準備度,使該公司能夠符合國際供應商資格認證的要求,同時強化其長期競爭力。
本研究證明,成功打入全球半導體供應鏈不僅僅需要技術能力或製造實力。永續的參與取決於組織能力的發展,以支撐品質管理、標準化製程、持續改善以及策略適應力。本研究所提出的轉型架構,闡明了外部供應商的資格認證要求如何作為組織學習與能力升級的催化劑,讓資源有限的中小企業得以克服制度慣性,成功邁向國際市場。
本研究提供了一個連結組織轉型、品質管理與全球供應鏈整合的綜合架構,對中小企業國際化、策略能力發展以及半導體供應鏈管理等文獻做出了貢獻。就管理實務意涵而言,本研究為那些尋求分散客戶群、降低對單一買家依賴,並渴望在人工智慧與先進半導體技術驅動下快速擴張的全球半導體生態系中提升競爭力的台灣中小企業,提供了實用的指導方針。
Taiwan's semiconductor industry has achieved global prominence through a highly specialized and collaborative supply chain in which small and medium-sized enterprises (SMEs) play indispensable roles as providers of critical components, materials, and manufacturing services. Despite their technical expertise, many Taiwanese SMEs remain constrained by dependence on a single major customer, limited organizational resources, and inadequate management systems, all of which hinder their ability to participate in the global semiconductor equipment supply chain. As international equipment manufacturers continue to strengthen supplier qualification requirements and emphasize quality assurance, process traceability, and operational excellence, SMEs must develop new organizational capabilities to compete in the global market.
This study investigates how a Taiwanese semiconductor-related SME successfully transformed its organizational capabilities to qualify as a supplier for leading global semiconductor equipment manufacturers. Using an in-depth case study approach, the research examines the firm's transition from a traditional manufacturer serving a dominant domestic customer to a globally competitive supplier pursuing Approved Vendor List (AVL) qualification. The analysis adopts the SWOT framework as the primary strategic analysis tool and extends the findings through TOWS-based strategic planning to identify capability gaps, organizational constraints, and strategic actions required for international supply chain integration.
The findings indicate that the firm's long-term dependence on a single domestic customer created significant strategic vulnerabilities, including limited bargaining power, concentrated business risk, and insufficient incentives for organizational innovation. Although the company possessed substantial technological expertise, proprietary manufacturing processes, and a high degree of vertical integration, its legacy production practices, informal knowledge management, and underdeveloped Quality Management System (QMS) prevented it from satisfying the rigorous qualification standards imposed by global Tier-1 equipment manufacturers. To overcome these challenges, the company implemented a comprehensive organizational transformation that included process standardization, statistical process control, design of experiments, standardized operating procedures, documentation systems, workforce training, and continuous quality improvement initiatives. These capability upgrades significantly enhanced operational consistency, process traceability, and audit readiness, enabling the company to meet international supplier qualification requirements while strengthening its long-term competitiveness.
This study demonstrates that successful integration into the global semiconductor supply chain requires considerably more than technological competence or manufacturing capability. Sustainable participation depends on the development of organizational capabilities that support quality management, standardized processes, continuous improvement, and strategic adaptability. The proposed transformation framework illustrates how external supplier qualification requirements can serve as catalysts for organizational learning and capability upgrading, allowing resource-constrained SMEs to overcome institutional inertia and transition toward international markets.
The research contributes to the literature on SME internationalization, strategic capability development, and semiconductor supply chain management by providing an integrated framework linking organizational transformation, quality management, and global supply chain integration. From a managerial perspective, the study offers practical guidance for Taiwanese SMEs seeking to diversify their customer base, reduce dependence on dominant buyers, and enhance their competitiveness within the rapidly expanding global semiconductor ecosystem driven by artificial intelligence and advanced semiconductor technologies.
Chapter 1: Introduction 1
1.1. The importance of SMEs in Taiwan 1
1.2. Research Background and Motivation 3
1.3. Research Objectives 6
1.4. SME Growth and Internationalization Strategies 7
1.4.1. The Paradox of Conservative Stewardship 7
1.4.2. The Supplier Audit as a Catalyst for Capability Upgrading 8
1.5. Strategic Analysis Tool: SWOT Analysis 10
1.5.1. Multidimensional Strategic Alignment and Dynamic Capability 10
1.5.2. Strategic Resource Allocation and Bottleneck Mitigation 11
1.5.3. Reconciling Organizational Silos and Management Inertia 12
1.5.4. The SWOT Framework as a Roadmap for Transformation 13
Chapter 2: Literature Review 15
2.1. The Global Semiconductor supply chain and the Role of SMEs 15
2.2. SME Growth and Internationalization Strategies 23
2.2.1 Overcoming Organizational Inertia in Small and Medium Enterprises 23
2.2.2. The Evolution from Reactive Inspection to Advanced Process Control 23
2.2.3. External Audits as a Catalyst for Capability Upgrading 24
Chapter 3: Case Introduction 25
3.1. Industrial Background 25
3.2. Case Company Background : Organizational Evolution and Strategic Capabilities 27
3.2.1. Technological Heritage and the Dynamics of the Management Buyout (1987-2015) 28
3.2.2. Core Competencies: Extreme Vertical Integration and Proprietary Process Architecture 29
3.2.3 Executive Leadership and Strategic Boundary-Spanning 31
3.2.4. The Organizational Paradox: Tacit Craftsmanship Versus Explicit Standardization 32
3.2.5. Strategic Capital Infusion and Infrastructural Scaling 33
3.3. Problem Description: The Misalignment of Legacy Infrastructure and Global Scaling Mandates 34
3.3.1. The Vulnerability of Tacit Knowledge and Analog Traceability 35
3.3.2. The Impending Crisis of Unstructured Scaling 36
3.3.3. Internal Friction and the Resistance to Standardization 36
Chapter 4: Results and Analysis 38
4.1. SWOT Analysis of Company A 38
4.1.1. Internal Strengths: Extreme Vertical Integration and Agile CIP Capabilities 38
4.1.2. Internal Weaknesses: Legacy Mindset and Methodological Deficiencies 40
4.1.3. External Opportunities: Strategic Capital Infusion and Macroeconomic Tailwinds 43
4.1.4. External Threats: Asymmetric Dependence, Geopolitical Volatility, and Audit Barriers 46
4.2. Follow-up and Strategic Action Plans 49
4.2.1. WO & WT Strategies: Quality System Transformation as a Defensive Core 49
4.2.2. SO & ST Strategies: Leveraging Agility for Market Diversification 51
Chapter 5: Conclusion 53
5.1. Summary 53
5.2. Limitations 54
5.3. Future Research 55
Reference 57
Barney, J. (1991). Firm resources and sustained competitive advantage. Journal of Management, 17(1), 99–120.
Bown, C. P. (2020). How the United States marched the semiconductor industry into its trade war with China. East Asian Economic Review, 24(4), 349–388.
Brown, C., & Linden, G. (2011). Chips and change: How crisis reshapes the semiconductor industry. MIT Press.
Counterpoint Research. (2025). WFE revenue up 12% YoY in 2025 driven by increased memory, advanced node foundry investments.
Humphrey, A. (2005). SWOT analysis for management consulting. SRI International.
Humphrey, J., & Schmitz, H. (2002). How does insertion in global value chains affect upgrading in industrial clusters? Regional Studies, 36(9), 1017–1027.
Khan, S. M., Mann, A., & Peterson, D. (2021). The semiconductor supply chain: Assessing national competitiveness. Center for Security and Emerging Technology.
Kleinhans, J.-P., & Baisakova, N. (2020). The global semiconductor value chain: A technology primer for policy makers. Stiftung Neue Verantwortung.
Ministry of Economic Affairs. (2025). 2025 small and medium enterprise white paper. Small and Medium Enterprise and Startup Administration, Ministry of Economic Affairs. https://www.sme.gov.tw/category-tw-2852
Porter, M. E. (1985). Competitive advantage: Creating and sustaining superior performance. Free Press.
Semiconductor Industry Association. (2023). 2023 SIA factbook.
Weihrich, H. (1982). The TOWS matrix: A tool for situational analysis. Long Range Planning, 15(2), 54–66
Teece, D. J., Pisano, G., & Shuen, A. (1997). Dynamic capabilities and strategic management. Strategic Management Journal, 18(7), 509–533.
Varas, A., & Varadarajan, R. (2021). Strengthening the global semiconductor supply chain in an uncertain era. Semiconductor Industry Association.
Varas, A., Romero, M., Goodrich, J., & Yinug, F. (2021). Strengthening the global semiconductor supply chain in an uncertain era. Semiconductor Industry Association; Boston Consulting Group.