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研究生: 王映潔
Wang, Ying-Chieh
論文名稱: 華語母語者拒絕請求之語用研究:社會地位與社會距離對緩和語使用與策略選擇的影響
A Pragmatic Study of Refusals to Requests by Native Speakers of Mandarin Chinese: Effects of Social Status and Social Distance on Mitigation and Strategy Choice
指導教授: 張晨恩
Chang, Chen-An
口試委員: 杜容玥
Tu, Jung-Yueh
張妙霞
Chang, Miao-Hsia
學位類別: 碩士
Master
系所名稱: 文學院 - 華語文教學碩博士學位學程
Master's & Doctor's Program in Teaching Chinese as a Second Language
論文出版年: 2026
畢業學年度: 114
語文別: 中文
論文頁數: 112
中文關鍵詞: 社會地位社會距離華語教學語用教學禮貌原則
外文關鍵詞: social status, social distance, Mandarin teaching, pragmatics instruction, politeness principle
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  • 拒絕請求屬於高面子威脅的言語行為,華語母語者在拒絕的同時還需考量維持發話者與受話者間人際關係的平衡。華語母語者在拒絕請求時,常透過理由、客套語、條件化句型、句末語氣詞等方式降低語氣的直接性,但不同社會條件下,這些策略如何變化,仍有進一步釐清的必要。因此,本研究聚焦臺灣華語母語者,探討社會地位與社會距離兩項變因如何影響拒絕請求時的拒絕策略選擇與緩和語使用,並進一步思考其對華語文語用教學的啟示。

    本研究以40位臺灣華語母語者為對象,採語篇補全測驗蒐集語料。每位受試者作答12題,共回收480筆有效語料。研究者以「拒絕策略」與「緩和語策略」兩層面進行編碼與分析。拒絕策略包含直接拒絕、否定意願、提出建議、說明阻礙因素、否定需求、進行拖延、提出批評與自謙;緩和語策略則包含客套方式、可能性弱化、程度副詞弱化、句末語氣詞、條件化句型、轉折語氣、正向評價與玩笑方式。量化分析以描述統計、Friedman檢定與Wilcoxon signed-rank test檢視不同條件下之差異,並輔以質化語料說明詳細的語用功能。
    在拒絕策略方面,研究結果顯示,華語母語者拒絕請求時高度依賴「說明阻礙因素」,顯示理由型拒絕為最核心的表達方式。社會地位對拒絕策略的影響較為明顯:面對高位者時,母語者較常使用理由與拖延的策略,較少直接拒絕;面對平輩時,直接拒絕、提出建議與提出批評較常見;面對低位者時,雖然仍常使用理由型策略,但整體表達較高位情境直接。相較之下,社會距離對拒絕策略的影響較小,只有「進行拖延」在近距離條件下較顯著使用,顯示熟人之間的拒絕較常保留互動空間。

    在緩和語方面,研究結果顯示,母語者最常使用「條件化句型」,其次為「客套方式」和「句末語氣詞」。社會地位同樣比社會距離更能影響緩和語配置:高位情境中,客套方式與條件化句型明顯較多;平輩情境中,句末語氣詞使用最為普遍;低位情境中的整體緩和語密度則相對較低;至於社會距離,僅「玩笑方式」在近距離條件下達顯著差異。由此可見,社會地位影響的是拒絕表達的禮貌程度與配置,社會距離則較多影響互動風格。

    本研究認為,華語母語者拒絕請求的語用表現並非靠單一句型完成,而是深層拒絕策略與表層緩和語共同運作的結果。此發現對華語文教學具有實質意義:教師在課堂上不宜只教導學習者固定拒絕句型,而應將社會地位、社會距離與語用分寸一併納入教學設計,並透過情境對比與角色扮演等方式,培養學習者在真實互動中做出合宜拒絕的能力。研究結果亦可作為教材編寫與語用教學設計之參考,補足現有教材中拒絕請求內容不足的問題。


    Refusing a request is a high face-threatening speech act. When native speakers of Mandarin Chinese refuse a request, they must also attend to the interpersonal balance between the requester and the refuser. Native speakers of Mandarin often reduce directness through reasons, polite expressions, conditional constructions, and sentence-final particles. Still, how these strategies vary across different social conditions requires further clarification. This study therefore focuses on native speakers of Taiwan Mandarin and investigates how two variables, social status and social distance, affect strategy choice and mitigation use in request refusals. It also considers the implications of these findings for Chinese pragmatics instruction.

    The participants were 40 native speakers of Taiwan Mandarin. Data were collected through a Discourse Completion Test (DCT). Each participant responded to 12 scenarios, yielding 480 valid responses. The data were coded and analyzed on two levels: refusal strategies and mitigation strategies. Refusal strategies included direct refusal, unwillingness, suggestion, explanation of blocking factors, negation of need, postponement, criticism, and humble politeness. Mitigation strategies included polite expressions, softening of possibility, degree adverb mitigation, sentence-final particles, conditional constructions, adversative markers, positive evaluation, and joking. The quantitative analysis employed descriptive statistics, the Friedman test, and the Wilcoxon signed-rank test to examine differences across conditions, supplemented by qualitative analysis to explain the pragmatic functions in detail.

    The findings on refusal strategies show that native speakers of Mandarin rely heavily on explanation of blocking factors, indicating that reason-giving is the core pattern in request refusals. Social status had a stronger effect on refusal strategy choice. When responding to higher-status interlocutors, speakers more often used reasons and postponement and were less likely to refuse directly. In peer interactions, direct refusal, suggestion, and criticism appeared more frequently. When responding to lower-status interlocutors, speakers still commonly used reason-based refusals, but their overall responses were more direct than those found in higher-status situations.By contrast, social distance had a weaker effect on refusal strategies. Only postponement showed a significant difference, appearing more often in close-distance situations, which suggests that refusals among familiar interlocutors tend to preserve more interactional space.

    The findings on mitigation show that conditional constructions were the most frequently used form, followed by polite expressions and sentence-final particles. Social status again exerted a stronger influence than social distance. In higher-status situations, polite expressions and conditional constructions appeared significantly more often. In peer interactions, sentence-final particles were the most salient feature. In lower-status situations, the overall density of mitigation was relatively lower. As for social distance, only joking showed a significant difference, appearing more often in close-distance situations. These results suggest that social status mainly affects the degree and configuration of politeness in refusals, while social distance more strongly shapes interactional style.

    This study argues that request refusal in Mandarin is not accomplished through a single sentence pattern. It is jointly constructed through the interaction of deep-level refusal strategies and surface-level mitigation forms. These findings carry practical implications for Chinese language teaching. Teachers should not limit instruction to fixed refusal formulas. Instead, they should incorporate social status, social distance, and pragmatic appropriateness into classroom design, and use contrastive scenarios and role-play activities to help learners develop the ability to produce appropriate refusals in real interaction. The results may also serve as a reference for textbook writing and pragmatics-oriented curriculum design, especially in addressing the current lack of materials on request refusal in Chinese language textbooks.

    謝辭 I
    摘要 II
    Abstract IV
    目次 VII
    表次 XII
    圖次 XIV

    第一章 緒論 1
    第一節 研究背景與動機 1
    第二節 研究目的與問題 2
    第三節 研究架構 3

    第二章 文獻回顧 5
    第一節 言語行為與語用學 5
    一、言語行為理論 5
    二、Grice 的合作原則 7
    三、禮貌原則 7
    四、面子威脅 10
    五、面子保全理論 11
    第二節 拒絕言語行為探討 12
    一、拒絕語的定義和角色 12
    二、影響拒絕的因素 14
    三、緩和語的策略 16
    第三節 華語拒絕言語行為的相關研究 18
    第四節 小結 19

    第三章 研究設計與方法 21
    第一節 研究設定及對象 21
    一、研究對象 21
    二、問卷調查設計 21
    第二節 研究方法 23
    一、語篇補全測驗 23
    第三節 研究流程 24
    一、問卷實施方式與過程 24
    二、語料編碼與分析 25
    三、語料編碼 29
    四、研究工具與限制 31
    第四節 研究預試 33
    一、預試目的 33
    二、預試流程與工具 33
    三、預試結果與調整 35
    (一)預試中的拒絕策略 36
    (二)預試中的緩和語使用差異 37

    第四章 研究結果與討論 39
    第一節 受試者背景分析 39
    第二節 拒絕請求下的拒絕策略結果 42
    一、整體拒絕策略分布 42
    二、整體拒絕組合分布 44
    第三節 社會地位差異下的拒絕策略 46
    一、各地位條件下的拒絕策略分布 46
    二、拒絕策略之統計檢定結果 49
    三、顯著差異策略之事後比較 50
    第四節 社會距離差異下的拒絕策略 53
    一、各距離條件下的拒絕策略分布 53
    二、拒絕策略之統計檢定結果 55
    第五節 拒絕請求下的緩和語策略結果 56
    一、整體緩和語策略分布 56
    二、整體緩和語組合分布 58
    第六節 社會地位差異下的緩和語策略 60
    一、各地位條件下的緩和語策略分布 60
    二、緩和語策略之統計檢定結果 62
    三、顯著差異策略之事後比較 64
    第七節 社會距離差異下的緩和語策略 66
    一、各距離條件下的緩和語策略分布 66
    二、緩和語策略之統計檢定結果 68
    第八節 小結 69

    第五章 研究結果應用與教學應用 73
    第一節 現今華語文教材中的拒絕 73
    一、教材選擇 73
    二、《新版實用視聽華語》 74
    三、《當代中文課程》 75
    四、《時代華語》 76
    五、《學華語向前走》 79
    六、教材統整 87
    第二節 研究結果應用 89
    一、教材應用 89
    二、小結 92

    第六章 研究結論與建議 93
    第一節 研究結果綜述 93
    一、兩項研究變項對拒絕策略的影響結果 93
    二、兩項研究變項對緩和語策略的影響結果 94
    第二節 研究限制與貢獻 96
    一、研究限制 96
    二、研究貢獻 97
    三、未來展望 98

    參考文獻 101
    附錄 問卷設計 107

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