跳到主要內容

簡易檢索 / 詳目顯示

回結果列表
研究生： 陳歷世
Cottorone, Chris
論文名稱： 台灣進入已開發國家之有價證券借貸系統之發展
Securities lending and Taiwan’s goal of achieving developed market status
指導教授： 扈企平
Hu, Joseph
學位類別： 碩士
Master
系所名稱： 商學院 - 國際經營管理英語碩士學位學程(IMBA)
International MBA Program College of Commerce(IMBA)
論文出版年： 2010
畢業學年度： 98
語文別： 英文
論文頁數： 38
中文關鍵詞： 有價證券借貸系統
相關次數： 點閱：160  下載：12 
分享至:
查詢本校圖書館目錄 查詢臺灣博碩士論文知識加值系統 勘誤回報

    • 台灣進入已開發國家之有價證券借貸系統之發展

    Acknowledgements
    I. Overview and Purpose of Paper……………………………………………….5
    Thesis Structure
    II. Review of Related Literature…………………………………………………..7
    III. Securities Lending and Mechanisms…………………………………………..8
    What is Securities Lending?
    Origins of Securities Lending
    Types of Securities Lending Transactions
    Repo
    Motivations for Borrowing Securities
    Securities Lenders and Intermediaries
    Securities Lending Portfolios
    Electronic Securities Lending
    IV. The Debate on Securities Lending and Short Selling…………………………16
    Securities Lending, Short-selling and the Global Financial Crisis
    Role of Securities Lending
    Bans on Short-selling in the Aftermath of the Global Financial Crisis
    Market Myths
    V. Securities Lending and its Impact on Global Capital Markets ……………….20
    Securities Lending as Part of Capital-based Market Finance
    Securities Lending and Liquidity
    VI. Taiwan and the Development of an SBL System……………………………..23
    Securities Lending and Taiwan’s “SBL”
    Recognizing Initial Taiwan SBL Drawbacks
    Formation of Taiwan’s SBL: Margin Trading Status Begins in Taiwan
    Taiwan’s SBL System is launched
    Transaction Types in Taiwan’s SBL System
    Future prospects for Taiwan’s SBL System
    Taiwan and the FTSE
    Recent Developments in Taiwan’s Goal of Developed Market Status
    VII. Conclusions and Recommendations………………………………………….31
    References………………………………………………………………………….35
    Appendix…………………………………………………………………………. 38

    Asian Development Bank (1999). Rising to the Challenge in Asia: A Study of Financial Markets. Vol 1. Manila: ADB.

    Burke, K., Martello, G. (1997) The Evolution of Securities Lending, in Fabozzi. F., ed. (1997). Securities Lending and Repurchase Agreements. New Hope, PA: Frank J. Fabozzi Associates.

    Chen, I.Y.J. (2008). Current SBL Mechanism in Taiwan. Taiwan Stock Exchange Presentation Delivered on January 24, 2008.

    Choudhry, M. (2006). An Introduction to Repo Markets. Third Edition. West Sussex, England: John Wiley & Sons.

    Clunie, J. “Market imperfections, securities lending, and short selling”. Journal of Financial Transformation.

    Data Explorers. (2008). The State of Our Industry. Corporate Presentation Delivered on October 15, 2008.

    Davies, P. “Former Wall Street Workers To Face Charges in Brooklyn”. Wall Street Journal. September 21, 2007.

    eSecLending Corporate Website (2009). URL: http://www.eseclending.com

    Fabozzi, F., ed. (1997). Securities Lending and Repurchase Agreements. New Hope, PA: Frank J. Fabozzi Associates.

    Faulkner, M., Stopford Sackville, C.L. (1997). Finding A Route to Market: An Institutional Guide to the Securities Lending Labyrinth, in Fabozzi. F., ed. (1997). Securities Lending and Repurchase Agreements. New Hope, PA: Frank J. Fabozzi Associates.

    Faulkner, M. (2004) An Introduction to Securities Lending. ISLA.

    Faulkner, M. (2008). Securities Lending & Corporate Governance. ISLA.

    FTSE Group. FTSE Global Equity Index Series Country Classification. September 2008.

    FTSE Group. FTSE 2008 Annual Classification Changes. 2008.

    Heath, R. Asia-Pac Securities Lending: Obstacles. Securities Industry News. September 20, 2004. p. 14-17.

    Huang, B.L. (2006). Introduction to Securities Borrowing and Lending. Taiwan Stock Exchange Presentation Delivered on January 16, 2006.

    ISLA. (2008). Securities Lending and Short Selling. Position Paper.

    Lesova, P. (2008). FTSE promotes South Korea to developed market. MarketWatch. September 18, 2008.

    Liu. P. MSCI Announces Candidacy of Taiwan for Developed Market Status. CENS. June 17, 2009.

    Miller, K.A. (1997) The US Dollar Repo Market, in Fabozzi. F., ed. (1997). Securities Lending and Repurchase Agreements. New Hope, PA: Frank J. Fabozzi Associates.

    Ministry of Finance issues new tax measures for securities lending system. Securities and Futures Bureau Newsletter. October 1, 2007.

    OECD (2005). European Central Bank, 2004, Annual Report: 2004, ECB, Frankfurt, Glossary. July 13, 2005.

    Ofek, E., Richardson, M., and Whitelaw, R. (2003). Limited arbitrage and short sales restrictions: Evidence from the options markets. Journal of Financial Economics.

    Raaijmakers, Geert TMJ. (2005). Securities Lending and Corporate Governance. Maastricht University Faculty of Law, the Netherlands.

    RPT-Taiwan re-imposes short-selling ban on 150 stocks. Reuters. September 21, 2008.

    Rule, D. (2008). On Loans: An Overview of the Securities Lending Market. Canadian Investment Review. Fall 2008.

    S. Korea, Taiwan miss FTSE upgrade again. Reuters. September 21, 2007.

    Securities Lending, Liquidity and Capital-Based Finance. State Street White Paper. December 2001.

    “Securities Lending Roundtable: Health Check for a Market in Fever”. Financial Times. October 27, 2008.

    Semkow, B.W. (1994). Taiwan’s Capital Market Reform: The Financial and Legal Issues. Claredon Press: Oxford.

    Spitalfields Advisors. (2009) Securities Lending Yearbook 2008. London.

    State Street’s Financial Digest of Securities Lending. State Street Corp. 2005.

    TSEC lifts restrictions on Securities Borrowing & Lending. Taiwan Stock Exchange Press Release. May 17, 2005.

    Yang, L.C. (2008). An Overview of SBL Development in Taiwan. Taiwan Stock Exchange Presentation Delivered on January 24, 2008.

    Yang, L.C. (2008). The Taiwan SBL Market. Taiwan Stock Exchange Presentation Delivered on March 13, 2008.

    Yang, L.C. (2009). The Taiwan SBL Market. Taiwan Stock Exchange Presentation Delivered on March 5, 2009.

    QR CODE
    :::