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研究生: 陳思諭
Chen, Sih-Yu
論文名稱: 資料主權與規範擴散:美歐資料治理實踐之規範性分析
Data Sovereignty and Norm Diffusion: A Normative Analysis of Data Governance between the EU and the United States
指導教授: 林碧炤
Lin, Bih-jaw
蔡沛倫
Tsai, Pei-Lun
口試委員: 戴豪君
Tai, Hao-Chun
學位類別: 碩士
Master
系所名稱: 國際事務學院 - 外交學系
Department of Diplomacy
論文出版年: 2025
畢業學年度: 114
語文別: 中文
論文頁數: 130
中文關鍵詞: 歐盟美國隱私權資料主權資料治理規範擴散
外文關鍵詞: Data governance, Data sovereignty, European Union, Privacy rights, Norm diffusion, United States
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  • 全球數位經濟的時代發展下,資料的跨境傳輸已成為國際貿易與創新不可或缺的基礎,但同時也引發了主權、隱私與國家安全之間的深刻張力。本研究採規範性分析途徑,聚焦於2010年至今美歐資料治理實踐,透過歷史性言論分析,探討網路空間新興規範「資料主權」與既有「資料隱私保護」之間的規範互動關係。目的在於追蹤資料主權在美歐官方與企業言論中的關注程度與敘事變化,並評估其對既有隱私規範的影響,研究特別納入企業言論作為非國家行為者的倡議角色。本研究發現,美歐對於資料主權的認知存在根本性差異:歐盟將其定位為以人權為核心的規範性價值延伸,而美國則基於國家安全與經濟效率,將其工具性認知為數位貿易保護主義。此種規範性與工具性論述的衝突,是美歐資料傳輸協議(如隱私盾)長期反覆失效的結構性根源。此外,本研究進一步發現,科技巨擘的規範倡議角色已發生本質性轉變,它們依賴龐大的資料體量,從被動法遵者轉為積極的規範倡議者,主動推動「可互通」的全球資料標準,以確保其跨國商業利益。本研究深化了規範擴散理論在資料治理場域的應用理解,並深入探討科技巨擘在全球資料治理體系中的新興倡議能力。


    The generational development of the global digital economy has made cross- border data transfer an indispensable foundation for international trade and its innovation. Yet, it simultaneously triggers profound tensions among sovereignty, privacy, and national security. This research adopts a normative analysis approach, focusing on the data governance practices of the United States and the European Union from 2010 to the present. Through historical discourse analysis, this thesis investigates the interactive relationship between the emerging norm of “data sovereignty” in cyberspace and the existing norm of “data privacy. ” The primary objective is to track the level of attention and the shifts in narratives surrounding data sovereignty within the official and corporate discourses of the U.S and the EU, and to assess its impacts on existing privacy norms. This research specifically incorporates corporate statements to examine the advocacy role of non-state actors.
    This research reveals a fundamental divergence in the recognition of data sovereignty between the two powers: the EU frames it as an extension of normative values rooted in human rights, while the U.S, driven by national security and economic efficiency, applies an instrumental interpretation by labeling it as digital trade protectionism. Such conflict between normative and instrumental discourses is the structural root cause of the long-term, repeated failures of the EU-U.S data transfer agreements (such as the Privacy Shield). Furthermore, this thesis further indicates that the normative advocacy role of technology giants has undergone a fundamental transformation. Leveraging their vast data volume and economic scale, these big techs have shifted from passive compliance agents to active norm entrepreneurs, proactively promoting "interoperable" global data standards to safeguard their multinational business interests. Therefore, this research deepens the understanding of ‘‘norm diffusion’’ theory in the field of data governance and thoroughly examines the emerging advocacy capabilities of tech giants within the global data governance system.

    摘要 III
    ABSTRACT V
    目次 VII
    表目次 IX
    第一章 緒論 1
    1.1 研究背景 1
    1.2 研究範圍 5
    1.3 研究目的 8
    第二章 文獻回顧 10
    2.1 國際關係之規範研究 10
    2.2 網路空間之規範研究 16
    2.3 資料隱私保護規範研究 25
    第三章 研究設計 34
    3.1 理論建構 34
    3.2 研究方法 35
    3.3 預期研究貢獻 39
    第四章 歐盟與企業資料治理實踐之規範性分析 41
    4.1 歐盟資料治理制度簡介 41
    4.2 歐盟資料治理實踐歷史性言論分析 42
    第五章 美國與企業資料治理實踐之規範性分析 61
    5.1 美國資料治理制度簡介 61
    5.2 美國資料治理實踐歷史性言論分析 62
    第六章 歐盟美國與企業資料治理實踐綜合分析 77
    6.1 歐美資料治理實踐之差異 77
    6.2 資料治理之規範互動:國家與非國家行為者之倡議 84
    第七章 結論 94
    參考文獻 99
    附錄 115
    附件 表一 歐盟資料治理實踐歷史性言論分析對象表 115
    附件 表二 美國資料治理實踐歷史性言論分析對象表 124

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